Compliance Manager
4 weeks ago
1. Job Description:
- Responsible for the supervision, review and implement the company’s strategies and policies for all business processes in respect to the law, regulations, guidelines and compliance standards
- Advise higher management on business operations relating to compliance, policies, audits, risks and any other relevant matters
- Manage and supervise staff and identify opportunities for team training and skills advancement.
- Analyse internal business systems to ensure compliance with industry regulations and ethical standards
- Design control systems to address cases of violation of internal business policies
- Develop and document risk management strategies on potential compliance risks
- Conduct documented investigations for non-compliance and provide recommendations to rectify as per the regulatory standards
- Conduct compliance reviews and periodical checks within the organisation and all centres to ensure regulatory requirements are in accordance to the organisation policies and procedures
- Generate compliance reports and manage risk dashboard on a timely manner
- Liaise with departmental heads to ensure that all business operations are in line with business policies
- Establish and carry out proper training programs for staff awareness of laws, regulations and policies
- Prepare and monitor departmental budget and tap on any available governmental grants
- Conduct timely actions to ensure compliance and carry out reviews and investigations to find gaps in the current compliance strategies and rectify them as per the regulatory and organisational requirements
- Carry out any other tasks assigned by the CEO and higher management
2. Candidate Requirements:
- Bachelor’s Degree in Compliance, Law or relevant field
- 3 years of prior experience working as a compliance manager or in a similar position
- Management and leadership skills
- Proficiency in industry trends, laws, and regulations
- Outstanding analytical skills and problem-solving abilities
- Experience in risk management and auditing
- Exposure to curating, executing and monitoring compliance systems
3. Work Schedule
5 days work week
Monday to Friday: 9am - 6pm
***Disclaimer: Only shortlisted will be contacted.
Tell employers what skills you have
Dashboard
Regulatory Compliance
Analytical Skills
Team Training
Risk Management
Auditing
Compliance
Grants
Audits
AML
Design Control
Regulatory Requirements
Audit
Financial Services
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