Compliance Executive

Roles & Responsibilities[Your Next Opportunity]Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due...

Roles & Responsibilities[Your Next Opportunity]Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due...

Roles & ResponsibilitiesJob Summary:We are seeking an experienced Assistance Compliance Executive to join our team. This role demands a strong background in audit, documentation, and compliance within finance and ISO environments. The ideal candidate will not only excel in regulatory and internal audits but also bring added expertise with EduTrust and SSG...

Roles & ResponsibilitiesCompliance Executive in Commodity Trading is responsible for ensuring that all trading activities adhere to regulatory requirements and internal policies. The officer monitors compliance with relevant laws and regulations, implements risk management strategies, and ensures that trading practices align with legal and ethical...

Roles & ResponsibilitiesPosition: Accounts Executive (AP):Working in a dynamic and diversified team, the Accounts Executive will be reporting to Assistant Accountant. This role aims to assist and collaborate with Assistant Accountant in accounts payable tasks.What you are expected· Perform day to day verification and recording of expenditures and payments,...

Roles & ResponsibilitiesResponsibilities and Duties:· Manage and enhance existing compliance program that is effective in dealing with compliance risks.· Manage and monitor key compliance activities and report on a regular basis as to their status and actions taken to mitigate such risks.· Maintain manual on compliance processes and procedures and...

Roles & ResponsibilitiesGovernance & Risk Management • Work closely with the Lead, Compliance & Risk Management Office (CRMO) to provide oversight over the Organization's adherence to legislative and regulatory standards; • Keep abreast of regulatory and legislative changes and provide updates on regulatory changes and/or legislative requirements to...

Roles & ResponsibilitiesResponsibilities:We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company. The candidate will help to manage and execute the compliance programs, provide policy guidance and to carry out compliance training for the company's diversified investment business groups. Depending on the...

Roles & ResponsibilitiesResponsibilities· Coordinate with classification society and Brazilian regulatory compliance consultants to achieve the required project deliverables related to classification and regulatory compliance.· Coordinate and manage FPSO and Project regulatory requirement stemming from regulatory bodies (Authorities, Flag State, Class,...

Roles & ResponsibilitiesCompliance Executive (Corporate Governance, Risk, Compliance & Internal control)Job SummaryThe role is expected to support Compliance Deputy General Manager on compliance and internal control mattersJob Description• Manage and maintain compliance policies and procedures, including group procurement policies (including vendor due...

Roles & ResponsibilitiesResponsibilities· Coordinate with classification society and Brazilian regulatory compliance consultants to achieve the required project deliverables related to classification and regulatory compliance.· Coordinate and manage FPSO and Project regulatory requirement stemming from regulatory bodies (Authorities, Flag State, Class,...

Roles & ResponsibilitiesKey Responsibilities:Develop and implement comprehensive legal and compliance policies and procedures across the organization. Conduct regular risk assessments and implement appropriate mitigation strategies. Support the launch of new products and services, ensuring they meet regulatory requirements. Oversee the company's...

Roles & ResponsibilitiesMy client, a leading insurer, is seeking a talented individual to join their market conduct team. This is a 12 months contract position with opportunity to convert for top performers Responsibilities:Conduct investigations related to market misconduct complaints and execute necessary follow-up actions. Perform thorough market conduct...

Roles & ResponsibilitiesSupport Regional Control activities for Asia-Pacific region.These mainly encompass execution of internal audit activities, analyzing regional financials for management reporting and assisting in other regional support activities.Internal audit activities- Provide assistance on financial and compliance audit- Support in risk assessment...

Roles & ResponsibilitiesReports to: General CounselJob Summary: The Chief Compliance Officer (CCO) is responsible for the implementation and maintenance of an effective compliance program, overseeing compliance matters across the organisation. The CCO ensures that the company adheres to relevant laws, regulations, and internal policies, fostering an ethical...

Roles & Responsibilities1. Provide support to Head of ComplianceManaging compliance risks within business operations and ensuring robust monitoring and reporting mechanisms. Perform compliance testing includes actively checking and assessing whether the established compliance measures are working effectively to ensure that the organization is meeting its...

Roles & ResponsibilitiesLighthouse Canton is an independent asset manager to institutional investors and private clients, with headquarters in Singapore. Our wealth management business serves ultra-high-net-worth individuals, families, and family offices across their investment, estate, tax, and philanthropic needs. The asset management business offers...

Roles & ResponsibilitiesAbout CapBridgeCapBridge, a member of FOMO Group, is a leading digital investment platform headquartered in Singapore. As a Capital Markets Services licensee, CapBridge is regulated by the Monetary Authority of Singapore (MAS) to deal in capital markets products, including securities and collective investment schemes, and to provide...

Roles & ResponsibilitiesAbout Goldman SachsAt Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions,...

Roles & ResponsibilitiesReporting to Contracts & Compliance (HOD), the C&C Senior Executive/ Assistant Manager is responsible for Contracts Review, Negotiation, and Compliance matters in the Research Division.Main Responsibilities:1. Oversee and Manage C&C unit Track and manage legal agreements, and maintain legal agreement database, Facilitate the...