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Assistant Manager, Compliance

4 months ago

Singapore Randstad Singapore Full time

about the company
Our client is a renowned Financial Advisory firm in Singapore. They are currently looking for an Assistant Compliance Manager in the Market Conduct team. This role will have the opportunity to lead a small team.

about the job

  • Assist in the development and implementation of compliance policies and procedures related to market conduct.
  • Conduct end to end market conduct investigations.
  • Support training programs for staff on compliance-related topics and best practices.
  • Assist in responding to regulatory inquiries and audits related to market conduct.
  • Perform risk assessments and support the development of mitigation strategies.
  • Maintain accurate records of investigations and compliance activities.

about the manager/team
This role reports to the Head of Compliance.

skills and experience required
  • Minimum Bachelor's Degree
  • Minimum 2 years of compliance experience in the insurance industry, especially in market conduct investigations
  • Good understanding of FAA notice, Insurance Acts
  • Excellent communication and interpersonal skills

To apply online please use the 'apply' function, alternatively you may contact at < >.
(EA: 94C3609/ )