Mlro at International Securities Firm in Singapore

Job Description Oversee Money Laundering Reporting Officer (MLRO) activities. Develop and implement AML policies and procedures. Ensure effective communication of compliance issues and requirements across all levels of the organisation. Provide strategic advice and guidance on money laundering matters. Conduct compliance risk assessments and audits. The...

Our client is an well-known leader in the Fund Management space. They are currently looking for a Compliance Officer to be based in Singapore.The Role Act as Singapore's MLRO to ensure robust policies, controls are in place across the company's regulated businesses, and that they remain in line with regulatory change. Participate in the implementing of the...

Roles & ResponsibilitiesAbout the companyCGS International Securities Pte. Ltd. (CGS International) is an award-winning and market leading integrated financial services provider, ranked among the top securities houses in Asia.CGS International taps on our wealth of global and ASEAN insights to offer equities trading, leveraged products, wealth management,...

Ashford Benjamin are pleased to be supporting a growing investment bank who are hiring for a Director of Financial Crime; the incumbent will work as the MLRO. Leading a small team, the job holder will be responsible for the entirety of financial crime matters for the Singapore office, which will include providing FCC advisory to the Global Markets and Wealth...

Some of the key responsibilities will include:As MLRO for SG Entities, take responsibility for the overall Financial Crime Compliance function covering all various business lines Monitor transaction review/monitoring and identify/mitigate relevant AML risks Work closely with relevant stakeholders from frontline and handle any escalated KYC/AML cases Be...

The Director, Financial Crime will be principally responsible for managing the financial crime prevention function covering all business lines in Singapore, including, FICC, Equities, Investment Banking (DCM, ECM and M&A) and Wealth Management. Responsibilities • Acts an MRP under the MAS Guidelines on Individual Accountability & Conduct...

Role SummaryMain Accountabilities Interface and liaison between the regulator (Monetary of Authority; MAS) and the Branch. It is expected that the Compliance Manager will handle all relevant MAS queries and liaise with the Head of CDD, Compliance & Risk and MLRO and the Singapore General Manager on MAS related matters. Any ad hoc communication between the...

The Financial Crimes Office for Asia (FCOA) is part of the Global Financial Crimes Division (GFCD) headquartered in New York. It works to ensure that our organisation conducts its business such that we protect our reputation, our business, and our clients within the regulatory and legal framework. It is responsible for the establishment and maintenance of...

About The CompanyKGI Securities is a leading multi asset brokerage firm with presence across several countries in Asia and a pioneer member of the Securities & Derivatives, Trading and Clearing Member of Singapore Exchange, ICE Futures Singapore and ICE Clear Singapore.We hold a Capital Markets Services License, is regulated by the Monetary Authority of...

Key responsibilities: Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance etc Liaise with regulators on regulatory filing and answer their enquires Review regular transaction monitoring from financial crime perspectives Monitor AML risk assessment for the firm and sanction compliance...

**About the roleCGS International Securities Pte. Ltd. (CGS International) is an award-winning and market leading integrated financial services provider, ranked among the top securities houses in Asia.CGS International taps on our wealth of global and ASEAN insights to offer equities trading, leveraged products, wealth management, investment banking,...

Why MizuhoAt Mizuho Securities (Singapore) Pte. Ltd., we provide the stability of an international industry leader with the career trajectory of a growing business. Our steady, strategic growth gives our people at all levels rewarding degrees of responsibility and a richer work experience than a boutique firm or an established giant could offer alone.It's...

At PayPal (NASDAQ:PYPL), we believe that every person has the right to participate fully in the global economy. Our mission is to democratize financial services to ensure that everyone, regardless of background or economic standing, has access to affordable, convenient, and secure products and services to take control of their financial lives.Job Description...

Job Summary:Haitong International Securities Group (Singapore) Pte Ltd is looking for a dynamic and all rounded individual to provide compliance and risk management support for its growing business lines of securities financing, asset management, private wealth management, custodian services, institutional equity and corporate finance.Job Description:...

EFG offers a stimulating working environment for talented individuals with a strong entrepreneurial spirit. We encourage our people to take a hands-on approach and give them the freedom to innovate while benefitting from the support of a dynamic and value-creating team cultureWe are looking for undergraduates who are curious learners, have a can-do mentality...

Responsibilities Acts an MRP under the MAS Guidelines on Individual Accountability & Conduct responsible for financial crime prevention, and is principally responsible for managing the AML/CFT risks in line with MAS regulation and AML/CFT policy. Acts as the MLRO and be responsible for effective monitoring of all business relationships and client...

About UsGreen Link Digital Bank is Singapore's inaugural wholesale digital bank focusing on supply chain finance, mainly serving MSMEs and aiming to help MSMEs grow and improve digitization.Duration: 6 monthsResponsibilities Assist in the development, implementation, and maintenance of security policies, procedures, and standards. Assist in the...

CompanyWebull Securities (Singapore) Pte. Ltd.DesignationCredit Risk Intern / AnalystDate Listed07 Feb 2024Job TypeEntry Level / Junior Executive, Experienced / Senior Executive Full/PermIntern/TSJob PeriodImmediate Start, For At Least 6 MonthsProfessionRisk / Product / Project ManagementIndustryFinanceLocation NameCecil Street, Frasers Tower,...

Why MizuhoAt Mizuho Securities (Singapore) Pte. Ltd., we provide the stability of an international industry leader with the career trajectory of a growing business. Our steady, strategic growth gives our people at all levels rewarding degrees of responsibility and a richer work experience than a boutique firm or an established giant could offer alone.It's...

Do you have strong technical skills and an analytical mindset? Are you a highly experienced tax professional looking to make a move to an evolving and diverse city? Kingpin International are proud to be partnering with a global consulting firm who are experiencing a rapid period of growth. The company are seeking a talented Tax Director to join their team at...