Associate/ Senior Associate, Regulatory Compliance

Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists, registers, and...

Identify and respond to local regulatory developments, engagement and policyMonitor local regulatory developments/updates issued by regulatorsProvide compliance advice and guidance to internal stakeholdersAssess the risks associated with new or revised strategies and make recommendations to reduce risk exposure.Be the first point of contact to the regulators...

About ICONIQ CapitalICONIQ Capital is a global investment firm elevated by an extraordinary community. With over $80B assets under management, we seek to build resilient investment portfolios, partner with inspired entrepreneurs transforming industries, manage our clients' lives and legacies, and create uncommon opportunities across sectors and societyThe...

Excellent opportunity to join a leading insurance market Central Work LocationAbout Our Client:Our client is a leading insurance market providing specialist insurance services to businesses in over 200 countries and territories.Regulatory Manages the regulatory relationship with the MAS in support of the Senior Compliance Manager and maintains regular...

Our client is looking for motivated individuals with excellent problem solving skills. Endless opportunities with this Company in terms of climbing the corporate ladder based on merit with very competitive compensation package! Job Description: • Thorough understanding of regulations including the Banking Act, Securities and Futures Act, and Financial...

Our client is looking for motivated individuals with excellent problem solving skills. Endless opportunities with this Company in terms of climbing the corporate ladder based on merit with very competitive compensation package! Job Description: • Thorough understanding of regulations including the Banking Act, Securities and Futures Act, and Financial...

We are looking for an outstanding compliance professional to join our fast-growing team as an Institutional Compliance Associate in Singapore. In this role, you will work closely across the compliance team and other functions in the company to provide support on compliance and regulatory matters focusing on financial crimes and regulatory compliance...

Position: Compliance AssociateWe are currently looking to hire a new headcount in the compliance team to support the Compliance function.Responsibilities Conduct KYC reviews (new client onboarding and periodic reviews) including conducting KYCrelated analysis Ensure namescreening database is updated Oversee the overall AML risk profile of the firm and...

Job Purpose You will be part of a team to drive and implement the Compliance Risk Management Framework and compliance requirements for all GE entities within the Group, by effectively supporting the business units in their duty to comply with relevant laws and regulations. The Job • Provide compliance advisory on regulatory requirements to...

We have a job opening for an experienced Compliance Associate to join our team as the second-line of defence in AML and KYC areas.Roles and Responsibilities Provide daily compliance support and guidance to the administration team with regards to KYC documents and any other compliance related matters. Checking client onboarding documents to ensure compliance...

The Edge Partnership has partnered with a Global Brokerage Firm who are looking to grow their Regulatory Compliance team across Asia. This role reports directly into the APAC Head of Compliance and is a key member of the function.EA License Number: 16S8131Recruiter License Number:RKey responsibilities: Act as a senior point of contact within the Compliance...

SingaporePermanentClosing on May 12, 2023ResponsibilitiesSummary: The Regulatory Compliance Group Manager will be responsible for ensuring that our projects comply with all relevant laws, regulations, standards, and guidelines in the oil and gas exploration and production industry. Lead and manage a team of Regulatory Compliance Experts and Regulatory...

Roles & ResponsibilitiesJOB TITLESenior RA Specialist / Associate ManagerDEPARTMENTRegulatory AffairsACCOUNTABILITYSenior / Regulatory Affairs ManagerDIRECTLY RESPONSIBLE FORSenior / Regulatory Affairs SpecialistJOB FUNCTION Assist the department head in managing the department activities, and as a designee during his/her absences. Tasks include but not...

​Charterhouse is partnering with a well-established payment firm to source for a Compliance VP. This is an excellent opportunity for dynamic individuals who looking to grow within a fast-paced environment.RESPONSIBILITIES:Reporting to the Head of Compliance, you will be tasked to develop, review, and update compliance policies, procedures, and controls to...

Job details:Posted 04 August 2023SalaryS$ S$66000 per annumLocationSingaporeJob type PermanentDisciplineSupply Chain & ProcurementReference267330_ Headquartered in the US with a global presence, my client is one of the specialty ingredient manufacturers supplying its products to various industries. They are looking to hire a Regulatory Affairs Associate to...

Job Purpose You will be part of a team to drive and implement the Compliance Risk Management Framework and compliance requirements for all GE entities within the Group, by effectively supporting the business units in their duty to comply with relevant laws and regulations. The Job Provide compliance advisory on regulatory requirements to business...

Handshakes is an award-winning DataTech company. We enable our clients to make safer, more informed decisions by delivering meaningful insights, harnessed from reliable data.We are looking for a self-driven and enterprising Senior Business Development Associate to join our Business Development team in our Singapore office. The Senior Business Development...

Roles & ResponsibilitiesPosition Overview:We are expanding our practice and are currently seeking a few of Associates/Senior Associates for our Dispute Resolution and Corporate Practice teams. We welcome applications from highly dynamic and motivated individuals to join us.Responsibilities (Dispute Resolution):• Conduct legal research and...

Roles & ResponsibilitiesPosition Overview:We are expanding our practice and are currently seeking a few of Associates/Senior Associates for our Dispute Resolution and Corporate Practice teams. We welcome applications from highly dynamic and motivated individuals to join us.Responsibilities (Dispute Resolution):• Conduct legal research and...

The Time for CHANGE is Now Ready to fasttrack your career? Ready to solve complex problems? Advance your skills? Join Linnovate Partners _ Linnovate Partners is a Funds service and FinTech company which has become a disrupter and leading asset servicing company in the alternatives investment industry. With 7 offices worldwide and over 200 employees, we...