Senior Due Diligence Officer

2 weeks ago

Singapore UBS Full time
Singapore

  • Compliance
  • Group Functions

Job Reference #

BR

City

  • Singapore

Job Type

  • Full Time

Your role

  • Do you have sharp analytic skills? Are you a stickler for getting things right? Are you able to lead a team? We are looking for someone like that to:
  • conduct enhanced due diligence on high risk clients at onboarding and through the client lifecycle
  • including identification and assessment of financial crime risks, reputational risks and the plausibility and corroboration of source of wealth
- liaise confidently with the front office staff, KYC teams and colleagues in business lines to coordinate assessments and provide a final decision
- conducting enhanced due diligence on newly higher risk clients on a quarterly basis, including a review of the account activities and assessment of any financial crime risks and reputational risks that emerge within existing relationships
- communicate decisions to Business Heads on whether the relationships can be retained or terminated amid change of risk level in structural and detailed manner
- review the way financial crime policies and procedures are executed at various stages in the client life-cycle to ensure adherence to applicable KYC and Financial Crime due diligence standards
- report any findings and following them through to resolution
- working both within the financial crime team and the business to deliver on strategic projects and commitments

Your Career Comeback

Your team

  • You'll be working in the Financial Crime team in Singapore. We offer an exciting, fastpaced working environment, a culture of mutual respect and teamwork and the opportunity to play a vital role in our growth.

Your expertise

  • You have:
  • at least 7 years of relevant experience
- a good understanding of the compliance issues and private banking industry
- good general knowledge of relevant AML regulations in key jurisdictions in Asia including Hong Kong and Singapore. Other Compliance knowledge and experience a plus
- a collaborative approach to achieving goals, ready to take initiatives, actively share information, and be willing to undertake a variety of roles within Financial Crime team as required
- an ability to build and sustain strong relationships with business staff and management and with colleagues in the team, locally, regionally and globally
- good Microsoft Office skills. Knowledge of monitoring systems a plus

You are:
- able to critically challenge the status quo with an independent mindset
- reliable and resilient (challenging situations and conversations don't scare you)
- fluent in English and Mandarin
- #LI-SG

  • EFC-UBS

About us

  • UBS is the world's largest and the only truly global wealth manager.

We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

  • We have a presence in all major financial centers in more than 50 countries.

Join us

  • At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like parttime, jobsharing and hybrid (office and home) working. Our purposeled culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
  • From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

  • UBS Business Solutions SA
  • UBS Recruiting

Disclaimer / Policy Statements

  • UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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