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Compliance Manager, Asset Management

4 months ago

Singapore Amethyst Partners Full time
Singapore

  • 10th March 2024
Our client is an established investment management firm with regional presence. They are looking for an experienced Compliance Manager to join their team. This position is based in Singapore.

Key Responsibilities:

  • Liaise with regulators on regulatory license requirements and compliance filing
  • Manage and update the firm's compliance policies and framework
  • Keep track of new regulatory development and provide updates to the firm
  • Update and advise the management on compliance issue and ensure the firm is in line with the regulatory standard and requirements
  • Assist in KYC/AML review on investors, CRS/FATCA filing
  • Identify any potential compliance issues and provide solutions to the business
  • Provide compliance training and updates to the firm's employees
  • Participate in compliance projects when necessary
Key Requirements

  • At least 4 years of Compliance experience in the Asset Management / Fund Management experience
  • Good understanding on regulatory compliance
  • Handson and adaptable to work in a small office environment
  • Bachelor's degree or other tertiary qualification