Senior Regulatory Compliance

This role is responsible for ensuring organization's adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization's goalsKey Responsibilities Work hard in hand with the business units to identify...

Roles & ResponsibilitiesResponsibilities:Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review. Strong knowledge in local rules and regulations (i.e. Banking Act, SFA and FAA) and provide professional compliance advisory to business unit or on...

Roles & ResponsibilitiesResponsibilities: Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review. Strong knowledge in local rules and regulations (i.e. Banking Act, SFA and FAA) and provide professional compliance advisory to business unit or on...

T- Posted by Tiffany Chen RecruiterOur client, a globally recognized bank (QFB), is seeking a skilled Regulatory and Compliance Senior Officer (QFB) to join their team.Main Tasks and Duties: Conduct the implementation of the branch compliance plan. Respond to regulatory authorities' routine queries and coordinate completion of surveys and other requests for...

Excellent opportunity to join a leading insurance market Central Work LocationAbout Our Client:Our client is a leading insurance market providing specialist insurance services to businesses in over 200 countries and territories.Regulatory Manages the regulatory relationship with the MAS in support of the Senior Compliance Manager and maintains regular...

Our Client:Our Client is a leading financial institution with presence in Europe, US and Asia. Currently, they are looking for a Regulatory Compli ance, V P and this person will be responsible for establishing and implementing a robust compliance program to ensure compliance with all relevant laws, regulations and internal policies. Responsible for handling...

about the companyOur client is an established life insurer in Singapore. They are looking for a Regulatory Compliance Manager to monitor and assess the company's regulatory compliance on a timely basis.about the jobDeveloping and implementing policies and procedures to ensure compliance with relevant laws and regulationsMaintaining accurate and up-to-date...

about the companyOur client is an established life insurer in Singapore. They are looking for a Regulatory Compliance Manager to monitor and assess the company's regulatory compliance on a timely basis.about the jobDeveloping and implementing policies and procedures to ensure compliance with relevant laws and regulationsMaintaining accurate and...

Description:DescriptionResponsibilitiesReporting directly to the Head of Regulatory Compliance, you will be the Deputy Head of the Regulatory Compliance team and you will conduct regulatory and AML advisory in relation to the business of the company.You will also review all product and marketing materials; advise on the implications of regulatory changes;...

Who we areWe live and breathe audio. We are driven by the passion to create audio solutions that make a difference. The business with consumer devices such as headphones, soundbars and speech-enhanced hearables is now operated by Sonova Holding AG under the license of Sennheiser.With the well-known Sennheiser brand, the company stands for premium quality in...

Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists, registers, and...

Job Details:LocationSingaporeSalaryCompetitive SalaryJob TypePermanentRefBH-19079ContactWeiyun Teo- Postedabout 3 hours ago My Client is a leading Digital Bank and we are looking for a Regulatory Compliance professional to join the team in Singapore. Being the pioneer of the Digital Banking scene in Singapore, you will be given the opportunity to oversee all...

Some of the key responsibilities will include:Reviewing of marketing materials to ensure it is compliant to regulatory requirements Advise business/relevant stakeholders on AML/KYC requirements Implement, maintain and align global and regional policies respectively Work closely with the regulatory compliance teams participate in relevant projects Develop and...

Identify and respond to local regulatory developments, engagement and policyMonitor local regulatory developments/updates issued by regulatorsProvide compliance advice and guidance to internal stakeholdersAssess the risks associated with new or revised strategies and make recommendations to reduce risk exposure.Be the first point of contact to the regulators...

Our client is looking for motivated individuals with excellent problem solving skills. Endless opportunities with this Company in terms of climbing the corporate ladder based on merit with very competitive compensation package! Job Description: • Thorough understanding of regulations including the Banking Act, Securities and Futures Act, and Financial...

Our client is looking for motivated individuals with excellent problem solving skills. Endless opportunities with this Company in terms of climbing the corporate ladder based on merit with very competitive compensation package! Job Description: • Thorough understanding of regulations including the Banking Act, Securities and Futures Act, and Financial...

Roles & ResponsibilitiesJob Description:You will be responsible for supporting the Chief Compliance Officer and Section Head of Compliance, in managing Regulatory Compliance (RC), ensuring local regulatory compliance and aligning with Head Office Compliance framework. You will be responsible for the implementation of RC frameworks, policies and procedures...

Roles & ResponsibilitiesJob Description:You will be responsible for supporting the Chief Compliance Officer and Section Head of Compliance, in managing Regulatory Compliance (RC), ensuring local regulatory compliance and aligning with Head Office Compliance framework. You will be responsible for the implementation of RC frameworks, policies and procedures...

Key responsibilities:Manage a portfolio of clients such as fund managers, payment service firms, family offices etc to provide them compliance solutions and services Provide compliance advisory services such as license applications, address enquires from regulators etc Provide oversight on various compliance assignments and ensure completion that meet...

Key responsibilities: Manage a portfolio of clients such as fund managers, payment service firms, family offices etc to provide them compliance solutions and services Provide compliance advisory services such as license applications, address enquires from regulators etc Provide oversight on various compliance assignments and ensure completion that meet...