Compliance Consultant Associate Manager

3 weeks ago

Singapore INGENIA CONSULTANTS PTE. LTD. Full time
Roles & Responsibilities

Ingenia Consultants Pte. Ltd. is a leading provider of compliance and internal audit services to small and medium-sized financial institutions, including fintech companies. We provide superior-quality and innovative services to facilitate compliance, regulatory and operational risk management to enable financial institutions, regardless of their size, to provide outstanding services to their clients.


As an Associate Manager within the compliance function, you are expected to play a supporting role and be trained to independently manage compliance for our clients as part of our team.

You will be responsible for managing the compliance of several small financial institutions, including customer due diligence, regulatory reporting and advice on regulations, as well as the management of Ingenia’s relationship with these financial institutions.


While you will be responsible for managing your customers and/or assignments, you will, on occasion, collaborate with our associates and managers. Our managers will provide support and guidance as and when required to train you up to independently handle assignments or any challenges.


Your values: We are working as a team and strive to constantly improve. You need to be open-minded to learn, frank to facilitate our constant enhancement, and diligent to provide best services to our clients.


Your abilities: You must be diligent in the execution of your compliance tasks to ensure compliance with regulations, but also to maintain proper records of your services. You must have the resolve to withstand pressure and enforce compliance yet apply a broader perspective to provide practical and commercially viable solutions to customers and be open-minded to incorporate new trends in the financial sector.


Job Requirements:

- Minimum 5 years of relevant experience in regulatory compliance and/or licencing within financial institutions or compliance consulting firms

- Good understanding of compliance requirements under financial regulations, such as the Securities and Futures Act and/or the Financial Advisers Act and their subsidiary regulations, and MAS Notices and Guidelines for Capital Markets Intermediaries

- Knowledge and understanding of the financial services industry, with a particular focus on Capital Markets Services

- Bachelor’s degree in Accountancy, Finance, Banking, Business or Law

- Accounting knowledge would be an advantage, in particular, for the purpose of reviewing or completing the MAS quarterly returns

- Professional qualifications such as ICA or ACAMS would be an advantage

- Collaboration and work with English-speaking clients, preparing records and communication with the regulator; therefore, good command of and fluency in English is essential

- Able to collaborate and work with Chinese-speaking clients; hence, fluency in spoken Mandarin is preferred


Tell employers what skills you have

Due Diligence
Regulatory Compliance
CR management
Capital Markets
Compliance
Banking
AML
Consulting
Regulatory Requirements
Know Your Customer
Regulatory Reporting
job management
Financial Services

  • Compliance associate

    1 month ago

    Singapore Lymon Pte Ltd Full time

    Compliance Associate Lymon Pte Ltd Rochor SGD3,000 - SGD4,000 Job Highlights Broad Exposure to Regulatory Development Competitive Salary & Welfare Benefits Fast Track Career Progression & Professional Development Job description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and...

  • Regional Recruitment Consultant

    3 weeks ago

    Singapore Link Compliance Full time

    Link Compliance serves as the main solutions provider for all your Human resources needs around the world. All about us can be found via our latest website www.linkcompliance.com Due to our business expansion, were now hiring a Recruitment Consultant. Work Type: Office Base What we provide: CPF, Medical, Regular hours 9AM 6PM, Mondays Fridays Casual (e.g....

  • Regional recruitment consultant

    3 days ago

    Singapore Link Compliance Full time

    Link Compliance serves as the main solutions provider for all your Human resources needs around the world. All about us can be found via our latest website . Due to our business expansion, we are now hiring a Recruitment Consultant. Work Type: Office Based What we provide: CPF, Medical, Regular hours 9 AM - 6 PM, Mondays - FridaysCasual (e.g. T-shirts) Job...

  • Regional Recruitment Consultant

    2 weeks ago

    Singapore Link Compliance Full time

    Link Compliance serves as the main solutions provider for all your Human resources needs around the world. All about us can be found via our latest website . Due to our business expansion, we are now hiring a Recruitment Consultant. Work Type: Office Based What we provide: CPF, Medical, Regular hours 9AM - 6PM, Mondays - Fridays Casual (e.g. T-shirts)Job...

  • IQ-EQ | Associate/ Senior Associate, Regulatory Compliance

    3 days ago

    Singapore IQ-EQ Full time

    Associate/ Senior Associate, Regulatory Compliance (Ongoing Compliance Services)Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description Manage a...

  • Compliance Wise | Regional Legal Counsel

    3 weeks ago

    Singapore Compliance Wise Full time

    Job Title Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial legal...

  • Retail Sales Consultant

    4 weeks ago

    Singapore ASSOCIATE & UNITED DISTRIBUTORS PTE LTD Full time

    Job Opportunity at ASSOCIATE & UNITED DISTRIBUTORS PTE LTDAbout the Role:We are seeking a skilled Retail Sales Consultant to join our team, responsible for delivering exceptional customer service and driving sales growth in our retail outlet.Key Responsibilities:To provide excellent customer service, ensuring a positive shopping experience and building...

  • Area sales manager

    3 days ago

    Singapore Link Compliance Full time

    Collaborate directly with End-users, OEMs, and Channel Partners, spearheading our aftermarket business growth. Coordinate sales activities through selected channel partners in the territory. Enhance customer relationships at all levels, contributing to company growth. Deliver booking targets & growth strategies, managing bookings forecasting for assigned...

  • Area sales manager

    3 days ago

    Singapore Link Compliance Full time

    Collaborate directly with End-users, OEMs, and Channel Partners, spearheading our aftermarket business growth. Coordinate sales activities through selected channel partners in the territory. Enhance customer relationships at all levels, contributing to company growth. Deliver booking targets & growth strategies, managing bookings forecasting for assigned...

  • Compliance Manager | Banking Industry

    2 weeks ago

    Singapore ACHIEVE CAREER CONSULTANT PTE LTD Full time

    Roles & ResponsibilitiesKey Responsibilities: Lead and manage the compliance team to ensure the organization adheres to all regulatory requirements and internal policies. Develop, implement, and maintain comprehensive compliance programs, procedures, and controls across the organization. Monitor changes in local and international regulations, assessing...

  • Compliance Manager | Banking Industry

    2 weeks ago

    Singapore ACHIEVE CAREER CONSULTANT PTE LTD Full time

    Roles & ResponsibilitiesKey Responsibilities: Lead and manage the compliance team to ensure the organization adheres to all regulatory requirements and internal policies. Develop, implement, and maintain comprehensive compliance programs, procedures, and controls across the organization. Monitor changes in local and international regulations, assessing...

  • Regulatory Compliance Specialist

    4 weeks ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    We are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ EQ Regulatory Compliance (Singapore) PTE. LTD.About the Role:This is a challenging and rewarding role that requires strong regulatory knowledge, analytical skills, and excellent communication abilities.As a Regulatory Compliance Specialist, you will be responsible for...

  • Operational Risk, Compliance Manager

    3 weeks ago

    Singapore ACHIEVE CAREER CONSULTANT PTE LTD Full time

    Roles & ResponsibilitiesRESPONSIBILITIES:Operational Risk Management Develop and maintain the Operational Risk Framework, including Third-Party Arrangements, Business Continuity Management (BCM), and Operational Risk Policies. Plan, execute, and document BCM tests, ensuring follow-ups on findings. Conduct periodic reviews of third-party arrangements to...

  • Operational Risk, Compliance Manager

    3 weeks ago

    Singapore ACHIEVE CAREER CONSULTANT PTE LTD Full time

    Roles & ResponsibilitiesRESPONSIBILITIES:Operational Risk Management Develop and maintain the Operational Risk Framework, including Third-Party Arrangements, Business Continuity Management (BCM), and Operational Risk Policies. Plan, execute, and document BCM tests, ensuring follow-ups on findings. Conduct periodic reviews of third-party arrangements to...

  • Associate Management Consultant

    1 day ago

    Singapore ACE ASCENTIA PTE. LTD. Full time

    Roles & ResponsibilitiesJob Description: Associate Management Consultant As an Associate Management Consultant, you will join our dynamic team to support our exisitng & New clients in achieving their strategic objectives and driving organization growth. In this role, you will collaborate with experienced consultants to analyze , develop insights, and...

  • Associate Management Consultant

    1 day ago

    Singapore ACE ASCENTIA PTE. LTD. Full time

    Roles & ResponsibilitiesJob Description: Associate Management Consultant As an Associate Management Consultant, you will join our dynamic team to support our exisitng & New clients in achieving their strategic objectives and driving organization growth. In this role, you will collaborate with experienced consultants to analyze , develop insights, and...

  • Risk Management Associate

    4 weeks ago

    Singapore BRIGHT POINT INTERNATIONAL FINANCIAL (SG) PTE. LTD. Full time

    About UsBright Point International Financial (SG) Pte. Ltd. is a licensed financial institution dedicated to providing exceptional services to our clients.Job Title: Risk Management Associate - ComplianceSalary: SGD 45,000 - SGD 65,000 per annumThis role offers a competitive salary package with opportunities for career growth and professional development.Job...

  • Associate in-house consulting

    3 weeks ago

    Singapore Emdgroup Full time

    Associate Inhouse Consulting (APAC) Inhouse Consulting (IC) is an internal management consulting group-function working exclusively for all functions and sectors. IC projects span topics like Strategy & Execution, Processes & Efficiency, Integration, Innovation & Business Development, R&D, Organization Development and PMO across all Divisions. Our team of...

  • Regional legal counsel

    2 months ago

    Singapore Compliance Wise Full time

    Job Title Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial...

  • Compliance Associate

    3 weeks ago

    Singapore This is an IT support group Full time

    Our client is a regional venture capital firm with a strong track record in the region. As the business continues to grow, they are looking for a Compliance Associate. The position is based in Singapore. Key Responsibilities: Liaise with investors and conduct KYC/AML checks Conduct CRS/FACTA filings and review documents Work as a team on compliance filing...