Current jobs related to AVP Compliance, Global Markets - Singapore - CHARTERHOUSE PTE. LTD.

  • AVP Compliance, Global Markets

    3 weeks ago

    Singapore CHARTERHOUSE PTE. LTD. Full time

    Roles & ResponsibilitiesCharterhouse is supporting an International Bank to source for Compliance AVP for their Global Markets Team. Reporting to the Head of Compliance (Global Market), the incumbent will handle regulatory initiatives/projects and advise the business relevant rules and regulations.RESPONSIBILITIES:The incumbent will assist in advising the...

  • AVP Global Markets Compliance

    3 weeks ago

    Singapore QONTEL SEARCH PTE. LTD. Full time

    Roles & ResponsibilitiesWe seek a seasoned Global Markets Compliance professional to join our client, a leading global banking institution, in this exciting role.ResponsibilitiesAs a key member of the Singapore Global Markets Compliance team, you will help drive regulatory initiatives across various areas, including cross-border activities, client...

  • AVP Global Markets Compliance

    3 weeks ago

    Singapore QONTEL SEARCH PTE. LTD. Full time

    Roles & ResponsibilitiesWe seek a seasoned Global Markets Compliance professional to join our client, a leading global banking institution, in this exciting role.ResponsibilitiesAs a key member of the Singapore Global Markets Compliance team, you will help drive regulatory initiatives across various areas, including cross-border activities, client...

  • Global Market Compliance Officer

    2 weeks ago

    Singapore TANGSPAC CONSULTING PTE LTD Full time

    Roles & ResponsibilitiesKey role and member of the Singapore Global Markets/ALMT Compliance Team. Support the Head of APAC Global Macro, ALMT and SEA Global Markets Compliance on local regulatory matters.ResponsibilitiesHandle regulatory initiatives impacting Global Markets (e.g. Cross-Border, Client Classification, etc.) by working with Business...

  • Operational Due Diligence AVP

    2 weeks ago

    Singapore AMBITION GROUP SINGAPORE PTE. LTD. Full time

    Roles & ResponsibilitiesOpportunity for growth Hybrid working arrangementOur client, an established firm, is hiring for an AVP/Senior Associate who will be part of their team conducting Operational Due Diligence for global investment funds. Responsibilities include project management, on-site visits, service provider reviews, documentation, and...

  • AVP/VP (Regional Assurance Compliance)

    4 weeks ago

    Singapore MIZUHO BANK, LTD. Full time

    Roles & ResponsibilitiesJob DescriptionDesign and drive regional Compliance consistency and minimum standards, policies and procedures. Identification and assessment of key compliance risks, & supporting the development of robust Compliance programs to test and monitor controls and compliance with laws, rules and regulations. To oversee the APAC Quality...

  • (AVP/VP) Supply Chain Finance

    7 days ago

    Singapore OCBC Bank Full time

    Job Description - (AVP/VP) Supply Chain Finance (SCF) Product Manager, Global Transaction Banking (240001PS)Why Join As a Supply Chain Finance (SCF) Product Manager, you will manage SCF product strategy, development, as well as product maintenance and oversight over the profit and loss. Your role will involve building the product capabilities, coordinating...

  • Markets Compliance VP

    3 weeks ago

    Singapore CHARTERHOUSE PTE. LTD. Full time

    Roles & ResponsibilitiesCharterhouse Partnership is currently sourcing for a Markets Compliance VP/ Director. Reporting to the Head of Compliance, the incumbent will ensure adherence to regulatory requirements and expectations by implementing necessary governance measures, conducting assessments, establishing systems and controls, and fostering a culture of...

  • 25830108 Futures & Derivatives Clearing - In Business Treasury & Product Specialist VP / AVP

    3 weeks ago

    Singapore CITIGROUP GLOBAL MARKETS SINGAPORE PTE. LTD. Full time

    Roles & ResponsibilitiesThe Futures & Derivatives Clearing Product team is responsible for setting strategy, budgeting, product development prioritization and ensuring that the business meets and exceeds returns on risk and regulatory capital. Additionally, this role will be responsible for overseeing clearing platforms and treasury optimization in...

  • Compliance Officer

    1 day ago

    Singapore HOTEL101 GLOBAL PTE. LTD. Full time

    Roles & ResponsibilitiesCOMPLIANCE - SINGAPORELocation: SingaporeFull-Time, On-site, Competitive SalaryAbout Hotel101 GlobalHotel101 Global is an asset-light, prop-tech hospitality platform pioneering a globally standardized "condotel" business model. Hotel101 is poised to disrupt the hospitality industry by offering identical, standardized hotel rooms...

  • 25837086 Markets - Quantitative Analyst (Open)

    2 weeks ago

    Singapore CITIGROUP GLOBAL MARKETS SINGAPORE PTE. LTD. Full time

    Roles & ResponsibilitiesJob DescriptionThe Quantitative Analyst is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical authority for an area within the business. Requires basic commercial awareness. There are...

  • 25830108 Futures & Derivatives Clearing - In Business Treasury & Product Specialist VP / AVP

    3 weeks ago

    Singapore CITIGROUP GLOBAL MARKETS SINGAPORE PTE. LTD. Full time

    Roles & ResponsibilitiesThe Futures & Derivatives Clearing Product team is responsible for setting strategy, budgeting, product development prioritization and ensuring that the business meets and exceeds returns on risk and regulatory capital. Additionally, this role will be responsible for overseeing clearing platforms and treasury optimization in...

  • Regional Accounting Manager

    3 weeks ago

    Singapore Link Compliance Full time

    Position: (Assistant) Regional Accounting ManagerLocation: Tai SengReports to: General ManagerSubordinates: 1 Position Summary:This role is essential in overseeing the financial operations for Malaysia, Singapore, and the Philippines, with a focus on both e-commerce and retail business. The ideal candidate will have a strong background in finance and...

  • Senior Manager/ AVP

    1 day ago

    Singapore ALL ABOUT PEOPLE Full time

    Roles & ResponsibilitiesWe are representing our client (one of Asia's largest diversified Real Estate groups headquartered in Singapore) to look for an experience Senior Manager/ AVP for Leasing (Retail Portfolio) to join their dynamic professional team to support its real estate business with full stack capabilities.Senior Manager/ AVP Leasing (Retail...

  • Digital Product Manager

    4 weeks ago

    Singapore VALUABLE GLOBAL MARKETS PTE. LTD. Full time

    Roles & ResponsibilitiesPosition OverviewWe are a CMS-licensed company in Singapore specializing in the foreign exchange industry, and we are looking for a Digital Product Manager to take ownership of the company's entire portfolio of digital products. This pivotal role requires end-to-end management of digital product initiatives, from conceptualization to...

  • Senior Market Risk Analyst

    6 days ago

    Singapore NES Global Talent Full time

    Reference: BH-22902-5The Role: My Client is a global Energy Firm and we are looking for a Senior Market Risk Analyst to join the business in Singapore. We are looking for candidates who are keen to grow their career in a leading brand name in the Commodities space, and to be the subject matter expert on all Market Risk related matters. Responsibilities...

  • 25846537 Research Economist

    23 hours ago

    Singapore CITIGROUP GLOBAL MARKETS SINGAPORE PTE. LTD. Full time

    Roles & ResponsibilitiesThe Research Economist is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple...

  • Global IT Category Manager

    4 days ago

    Singapore DSJ Global Full time

    We are seeking an experienced IT/Digital Category Manager to lead our supplier relationships, negotiate contracts, and optimize our IT and digital procurement strategies.Key Responsibilities:Develop and implement effective IT/digital procurement strategies.Manage and improve supplier relationships and performance.Negotiate contracts and ensure compliance...

  • AVP, Transformation

    3 weeks ago

    Singapore HONG LEONG FINANCE LIMITED Full time

    Roles & ResponsibilitiesAbout the jobRole OverviewThe AVP Transformation and Innovation will play a pivotal role in the hands-on execution of transformation projects. This role focuses enhancing our business and operation to be more efficient, implementing innovative solutions, and ensuring smooth adoption of changes. The AVP will collaborate across...

  • AVP – Data and Research Management, Company Intelligence

    4 weeks ago

    Singapore PREQIN PTE. LTD. Full time

    Roles & ResponsibilitiesThe Associate Vice President (AVP) for Infrastructure Deals will lead efforts to ensure Preqin's global infrastructure deal data is comprehensive, accurate, and relevant. This includes managing a team, liaising with regional teams across NA, EMEA and APAC, and aligning data strategies with Preqin's broader business goals. The AVP will...

AVP Compliance, Global Markets

1 month ago

Singapore CHARTERHOUSE PTE. LTD. Full time
Roles & Responsibilities

Charterhouse is supporting an International Bank to source for Compliance AVP for their Global Markets Team. Reporting to the Head of Compliance (Global Market), the incumbent will handle regulatory initiatives/projects and advise the business relevant rules and regulations.

RESPONSIBILITIES:

The incumbent will assist in advising the business on compliance and regulatory issues, you will also work closely with the business functions on new and upcoming regulatory changes and interpretation of regulations.

You will perform risk assessments and coordinate resources to perform the 2LOD role for the perimeter and handle local compliance issues, incident, and breaches in conjunction with various internal parties.

You should take ownership in updating Singapore compliance policies and procedures and provide interpretation and directions.

REQUIREMENTS:

To qualify for the role, you should have

  • Mins. 5 years of compliance experience with experience in dealing with Global Markets related Compliance issues
  • Good knowledge of the Singapore laws and regulations (e.g. SFA, FAA, MAS notices, etc)
  • Possess good communication and social skills to be a team player and work with all levels

Please contact Xuan Kwok at +65 6950 0354 or XuanK@charterhouse.com.sg for a confidential discussion.

EA License no: 16S8066 | Reg no.: R1433611

Only successful candidates will be notified.


Tell employers what skills you have

Regulatory Compliance
Wholesale Banking
FAA
Regulatory Affairs
Compliance
FCC
Banking
Team Player
Regulatory Reporting
Financial Services