Regulatory Compliance Specialist
7 days ago
Overview Trust is the first of a new breed of banks in Singapore – digitally native and focused on delivering a delightful customer experience. You will work in a fast-paced and collaborative environment to solve new and interesting challenges each day. Together with our Trust team, you will help shape the future of our bank and be able to work on and solve many interesting challenges which we are facing, learn new ways of working, and help build delightful high-quality products for our customers. As a Regulatory Compliance Specialist , you'd be able to work on and solve many interesting challenges which we are facing, learn new ways of working, and help build delightful innovative products and journeys for our customers. Job Description You will be responsible for supporting the Chief Compliance Officer, in managing Regulatory Compliance (RC) and Conduct risks, aligning to the Enterprise Risk Management Framework. You will be responsible for the implementation of RC and Conduct frameworks, policies and procedures for the Bank. Role Responsibility Provide advice and training on regulatory requirements, with a focus on the Securities and Futures Act, the Financial Advisers Act and associated regulations and guidelines, policies and standards of fair dealing and professional conduct. Support the design and end-to-end implementation of appropriate RC and Conduct frameworks, policies and procedures for identifying, assessing, managing, monitoring, mitigating and reporting RC and Conduct risks, including data conduct, for digital-led retail wealth management and bancassurance in Singapore, and ensure effective management of issues and risks in collaboration with relevant stakeholders, and compliance with applicable regulations, policies and procedures. Perform second line of defence role for managing RC and Conduct risks, facilitate the whistleblowing process, and escalate issues, as appropriate. Keep abreast of regulatory developments, manage regulatory consultations and support regulatory change implementation. Role Specific Technical Competencies Singapore regulatory compliance advisory — Advanced Data management compliance advisory — Core Our Ideal Candidate 7 years of financial sector experience, with at least 5 years in RC second line of defence roles. Possess advanced level of proficiency in compliance advisory on regulations, policies and standards, as well as core level of proficiency in data conduct. Able to solve problems under pressure, innovate and achieve results sustainably. Possess strong stakeholder management skills; able to collaborate and communicate effectively. Good to have (Optional) Privacy notices and consent handling experience (if applicable to the role). Privacy and Equal Opportunity If you apply for a job with Trust or submit any personal information in connection with a possible job opportunity, you agree to our privacy notice for job applicants. Trust is an inclusive and open-minded workplace. If you are good at what you do and care about doing a good job, that’s what we focus and want from you. Trust is an equal opportunity employer. We prohibit discrimination and harassment of any kind. All employment decisions are based on business needs, job requirements and individual qualifications, without regard to age, gender, physical ability, race, religion or belief, family or parental status, sexuality, or any other status protected by laws or regulations. We encourage applicants of all ages. #J-18808-Ljbffr
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Regulatory Compliance Specialist
7 days ago
Singapur, Singapore Trust Bank Singapore Full timeTrust is the first of a new breed of banks in Singapore – digitally native and focused on delivering a delightful customer experience. You will work in a fast-paced and collaborative environment to solve new and interesting challenges each day. Together with our Trust team, you will help shape the future of our bank. As a Regulatory Compliance Specialist ,...
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Regulatory & Conduct Compliance Specialist
7 days ago
Singapur, Singapore Trust Bank Singapore Full timeA modern banking institution seeks a Regulatory Compliance Specialist in Singapore. The role involves managing Regulatory Compliance and Conduct risks, providing compliance advisory on regulations such as the Securities and Futures Act, and supporting the design of compliance frameworks. Ideal candidates will have 7 years of experience in the financial...
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Singapur, Singapore Trust Bank Full timeA leading financial institution in Singapore seeks a Regulatory Compliance Specialist to support the Chief Compliance Officer in managing Regulatory Compliance risks. The ideal candidate must possess at least 7 years of experience in the financial sector with strong skills in compliance advisory. Responsibilities include implementing compliance frameworks...
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Regulatory Compliance
7 days ago
Singapur, Singapore Trust Bank Full timeA leading digital bank in Singapore is seeking a Regulatory Compliance Specialist to support compliance risk management. The ideal candidate will have a minimum of 7 years in the financial industry, with strong skills in compliance advisory and stakeholder management. Responsibilities include designing compliance frameworks and ensuring regulatory alignment....
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Singapur, Singapore Ll Oefentherapie Full timeA leading cloud solutions provider is seeking a skilled Regulatory Compliance Specialist in Singapore. You will manage audits and ensure adherence to regulations while developing compliance strategies. The ideal candidate will have over 3 years of experience and strong skills in project management and regulatory compliance. This position requires a...
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Regulatory Compliance Specialist Singapore
7 days ago
Singapur, Singapore Trust Bank Full timeTrust is the first of a new breed of banks in Singapore – digitally native and focused on delivering a delightful customer experience. You will work in a fast-paced and collaborative environment to solve new and interesting challenges each day. Together with our Trust team, you will help shape the future of our bank. As a Regulatory Compliance Specialist ,...
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Regulatory Compliance Officer
2 weeks ago
Singapur, Singapore Nomura Full timeOverview Job title: Regulatory Compliance Officer Corporate Title: Associate Department: Compliance Location: Singapore The SG Country Compliance team apply specialist local regulatory knowledge to support management of compliance risk arising at a country level. They maintain local registrations and licenses and maintain relationships with key local...
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Regulatory Compliance Specialist
7 days ago
Singapur, Singapore Aibel Pte Ltd Full timeReport to the Project Manager/ FEED Manager depending on the phase of the project. Implement Company work processes, procedures and quality policies as required by project. Advise the Project Management Team on regulatory compliance status, risks, deviations and potential impacts to cost, schedule and scope. Adhere to Company contractual requirements, Scope...
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Regulatory Compliance Specialist
7 days ago
Singapur, Singapore AIBEL PTE. LTD. Full timeReport to the Project Manager/ FEED Manager depending on the phase of the project. Implement Company work processes, procedures and quality policies as required by project. Advise the Project Management Team on regulatory compliance status, risks, deviations and potential impacts to cost, schedule and scope. Adhere to Company contractual requirements, Scope...
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Regulatory Compliance Specialist
7 days ago
Singapur, Singapore NETWORK FOR ELECTRONIC TRANSFERS (SINGAPORE) PTE LTD Full timeRoles & Responsibilities Position Summary This role is responsible for ensuring the company’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization’s goals. Key...
