Compliance Manager

Finloop, the Singapore-based fintech arm incubated by Fosun Wealth International Holdings Limited (HKEX: 0656.HK), is building a regulated investment and fund platform business in Singapore, serving institutional and professional clients across traditional investment funds, tokenized investment products, and AI and financial technology solutions. Finloop...

We are looking for a Compliance Manager based in Singapore to own and strengthen the compliance framework for our asset management and liquidity businesses. You will be the day-to-day compliance lead for the Singapore operations and a key point of contact with the Monetary Authority of Singapore (MAS). Key Responsibilities Oversee compliance for fund...

About the Role We are seeking an experienced and hands-on Compliance Manager to lead and oversee the compliance function across our Group. This role is critical in ensuring that all business operations adhere to applicable regulatory requirements and internal policies, while proactively identifying risks and operational gaps. Key Responsibilities ...

Be part of the Group Market Conduct family which strives to safeguard the reputation of the company, through oversight on financial representatives’ market conduct activities and ensuring enforcement actions taken are fair and appropriate. This position is for a role that sits within the Sales Compliance section with primary functions that consist of...

AWS + VB Mon - Fri 8:30AM - 6:00PM Key Responsibilities: Regulatory Oversight: Ensure full compliance with all relevant laws, regulatory guidelines, and internal policies across the Group. Regulatory Liaison: Manage all communications, reporting, and audits with regulatory authorities. Risk & Audit: Conduct regular risk assessments, identify operational...

About The Role We are looking for a Compliance Manager (Customer Due Diligence) to lead our CDD team and take ownership of high-risk onboarding across corporate customers, individuals, and card programs. In this role, you will manage a team of CDD analysts—overseeing their workload, coaching, and skill development—and serve as the critical quality gate...

Compliance - Global Investment Management Firm My client is a global investment management firm is seeking a Compliance Manager to join its Singapore office. The role will support the regional compliance framework, provide regulatory guidance to business stakeholders, and help ensure adherence to applicable regulatory requirements and internal policies...

Arrowpoint is an Asia-focused multi-strategy hedge fund firm headquartered in Singapore, founded by former Millennium Management Asia co-CEO Jonathan Xiong. The fund launched in July 2024 with $1 billion—making it one of the largest hedge fund launches in Asia’s history. Backed by prominent investors including Blackstone, the Canada Pension Plan...

Principal Responsibilities Conduct investigations in relation to market misconduct complaints and follow-up actions Perform market conduct compliance reviews, monitor and implement follow-up actions Liaise with the regulator and relevant government agencies Maintain and revise policies and procedures for the general operation of distribution compliance...