Securities, Futures and Forex Dealer

1 week ago


Singapur, Singapore KGI SECURITIES (SINGAPORE) PTE. LTD. Full time

Responsibilities To execute futures and options, forex, securities and related orders for all clients To provide fundamental and technical analyses to clients To provide trade support services to customers including market information and performance, monitor and advice on client margin calls and facilities, trading limits, solving of out-trades To ensure work and duties are carried out professionally, and comply with all rules and regulations of local /overseas regulators and exchanges To assist back-office departments in trade-related work, ensure institutional customers’ trade confirmations are promptly emailed to the customers. Copies of such confirmations are to be given to the Operations team (settlement) To solicit and provide feedback on any customers’ unusual trading patterns (e.g sudden over-speculative behaviors), patterns of movement of funds, to HODs and Compliance department. To monitor activities (asides from trading within limits and margin sufficiency) that could be related to money laundering and terrorism financing. Must have a good understanding of the factors which contribute to arouse suspicion in such activities To check and monitor customer’s equity and position limits to ensure no over-trading To escalate immediately on occurrence of error, to ensure a detailed account of error report is made promptly Requirements Diploma or Degree in Business, Finance or related qualifications Min 3 years experience in Dealing CMFAS modules 1A, 2A, 5, 6 and 6A are required Knowledge on online trading platforms Result-oriented, well-read on industry development and ability to articulate well Good communication and interpersonal skills Able to work on shifts & public holidays Strong team player, fast learner, proactive and able to perform task independently Good command in written and spoken English. Able to speak Mandarin to support Mandarin-speaking clients #J-18808-Ljbffr



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