Conduct Risk Specialist

7 days ago

Singapur, Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed. Job Summary This role is to support agency growth by performing post onboarding monitoring requirements on Prudential’s financial representatives, to ensure proper sales behavior, as well as meeting both internal and regulatory requirements. Job Descriptions Persistency Monitoring Monthly tracking of persistency levels of identified policies. Provide monthly reports to internal stakeholder where applicable. Replacement of Policy Support operational matters related to Replacement of Policy process. Perform monitoring and analysis to identify adverse trend in replacement of policies. Fit & Proper Assessment Support the ad-hoc and annual declaration exercise by reviewing submitted declarations and perform Fit & Proper assessment in accordance to prevailing internal framework. Prepare Fit & Proper assessment report with appropriate monitoring conditions and escalate for approval. Others Work together in project team, including putting up of work requests and participating in UAT testing. Undertake ad-hoc tasks or reviews as directed by Lead, Conduct Risk and Head, Distribution Risk. Who we are looking for Competencies & Personal Traits Meticulous with a keen eye for detail. Good team player who possesses drive, initiative, an eye for detail, analytical and able to work independently to meet stringent deadlines. Strong inter-personal and communication skills Willingness to learn new skills and flexible. Basic understanding of the insurance industry and operations. Proficient in Microsoft Office Application Working Experience Minimum 3 - 5 years of relevant experience in the financial industry Experience in regulatory reporting, risk and compliance will be an added advantage Education Degree in any preferably in Business, Compliance, and/or Finance related fields Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements. #J-18808-Ljbffr

  • Conduct Risk Specialist

    7 days ago

    Singapur, Singapore Prudential Hong Kong Limited Full time

    Conduct Risk Specialist (1 Year Contract) page is loaded## Conduct Risk Specialist (1 Year Contract)locations: Singaporetime type: Full timeposted on: Posted Todayjob requisition id: Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is...

  • Business Conduct and Audit Specialist

    7 days ago

    Singapur, Singapore Talent Trader Group Full time

    Business Conduct and Audit Specialist (FMCG) Responsibilities: Conduct compliance audits and assessments to ensure adherence to company policies and regulatory requirements. Analyze business processes and data to identify compliance risks and develop recommendations for improvement. Develop and implement compliance monitoring and reporting systems....

  • Director, Conduct Risk Management, TB

    3 weeks ago

    Singapur, Singapore Standard Chartered Singapore Full time

    Job Overview This is a 9-month contract role focused on Conduct Risk management for TB and NNM, including leading the Conduct Risk agenda, forums, and governance processes, and providing subject matter expertise in Conduct Risk and Speaking Up. Responsibilities Lead TB’s and NNM’s Conduct Risk agenda and management, ensuring best-in-class conduct risk...

  • Senior Consultant-Governance, Risk and Compliance Specialist

    3 days ago

    Singapur, Singapore WSH Experts Pte Ltd Full time

    Job Description Position: Governance, Risk and Compliance Specialist Duration: 3 Years Domain- Financial Services Job Summary As a Governance, Risk and Compliance Specialist in the client’s Cybersecurity (CySD) Division’s Security Governance & Compliance (SGC) team, you will be a subject matter expert advising internal stakeholders on cybersecurity...

  • Technology Risk Specialist SG

    7 days ago

    Singapur, Singapore CIMB Full time

    Foster agility and growth mindset to implement robust TRM strategies, framework and policies to manage technology and cybers risks of CIMB Singapore to be better prepared to mitigate and manage these risks in the face of evolving system/information security and cyber threat. Work closely with CIMB Singapore and Group IT stakeholders and other NFRM...

  • Credit Risk Management Specialist

    7 days ago

    Singapur, Singapore Monee Full time

    Join to apply for the Credit Risk Management Specialist - Digital Banking role at Monee Continue with Google Continue with Google 2 days ago Be among the first 25 applicants Join to apply for the Credit Risk Management Specialist - Digital Banking role at Monee Propose and implement credit strategy for retail and SME loan underwriting Propose and implement...

  • High Risk Assessment Specialist

    7 days ago

    Singapur, Singapore Wise Full time

    Overview Wise is a global technology company, building the best way to move and manage the world’s money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their lives easier and save them money. As part of our...

  • Technical Support Specialist

    4 weeks ago

    Singapur, Singapore Upstream Risk Management Full time

    We are looking for a Support Specialist to embed full time with Amazon’s corporate security team. The support specialist will join a global team of help desk professionals who are collectively responsible for responding to reported security device issues from c. 500 corporate locations across the globe as well as supporting AWS data center physical...

  • Technology Risk Specialist New Singapore

    1 day ago

    Singapur, Singapore Trust Bank Full time

    Trust is the first of a new breed of banks in Singapore – digitally native and focused on delivering a delightful customer experience. You will work in a fast‑paced and collaborative environment to solve new and interesting challenges each day. Together with our Trust team, you will help shape the future of our bank and be able to work on and solve many...

  • Compliance, Conduct and Operational Risk

    1 day ago

    Singapur, Singapore JPMorganChase Full time

    Compliance, Conduct and Operational Risk (CCOR), APAC Resiliency, Vice President Join to apply for the Compliance, Conduct and Operational Risk (CCOR), APAC Resiliency, Vice President role at JPMorganChase Job Description In this role, you’ll help shape our resiliency strategy, collaborate with diverse teams, and ensure robust compliance with regulatory...