Middle Office Manager – Wealth Management
5 days ago
We are seeking a proactive and detail-oriented Middle Office Manager to join our Wealth Management team in Singapore. This role bridges front-office business needs with operational and regulatory requirements, supporting Relationship Managers in delivering seamless client service. Key Responsibilities Client Onboarding & Documentation Conduct pre-checks on client onboarding documentation to ensure completeness and compliance with regulatory standards. Maintain and update client records, including KYC information and suitability profiles. Coordinate with compliance and legal teams to ensure onboarding procedures align with MAS and internal policies. Support product onboarding processes, including documentation preparation, risk assessment, and regulatory alignment. Assist in periodic product reviews and suitability assessments for clients. Ensure readiness for new product types, platform expansions, or licensing changes. Trade Execution & Investment Support Execute client trades across multiple asset classes (e.g., equities, fixed income, FX) in accordance with best execution practices and MAS Notice SFA 04-N16. Monitor market developments and client positions, providing timely execution support to Relationship Managers. Liaise with brokers and internal teams to ensure smooth transaction flows and resolve trade-related issues. Platform & Process Enhancement Contribute to the design and optimization of operational workflows and front-office systems. Support the development of internal business models and process flows for new initiatives, including tokenized assets or digital platforms. Participate in ad-hoc projects and system enhancement initiatives to improve operational efficiency. Regulatory & Business Control Assist in the development and review of policies and procedures to ensure compliance with MAS and other applicable regulations. Coordinate with internal control functions and regulators on audits, surveys, and inquiries. Identify gaps in current compliance controls and recommend improvements. Requirements Bachelor’s degree or above in Finance, Economics, Business, or related disciplines. Minimum 5–10 years of relevant experience in wealth management, private banking operations, trading execution or middle office functions. Completion of relevant CMFAS modules (e.g. M1B/RES1B, M6/CM-EIP, M6A/CM-SIP) as required by MAS for trade execution. Strong understanding of trading platforms (e.g. Bloomberg, MarketAxess) and market operations. Familiarity with regulatory frameworks in Singapore; knowledge of Hong Kong regulations is a plus. Experience in client onboarding, product due diligence, and documentation processes. Detail-oriented with strong analytical, organizational, and problem-solving skills. Fluency in Mandarin (spoken and written) preferred to liaise with stakeholders in HQ. We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability. Guotai Junan International is an equal opportunities employer and welcomes applications from qualified candidates. #J-18808-Ljbffr
-
APEX WEALTH MANAGER
5 days ago
Singapur, Singapore APEX WEALTH MANAGEMENT LLP Full timeOverview Join us as AN APEX WEALTH MANAGER, get a head start in the finance industry, and be on track to undertake managerial positions. Build your career and make a difference—no prior experience is needed as we will give you the support and training you need. We provide the training and mentorship you need to get you certified. The soft skills and...
-
APEX INVESTMENT WEALTH MANAGER
5 days ago
Singapur, Singapore APEX WEALTH MANAGEMENT LLP Full timeJob Description APEX Investment Wealth Manager and get a head start in the finance industry and be on track to undertake managerial positions. Build your career and make a difference. No prior experience needed as we will give you the support and training you need. We provide the training and mentorship you need to get you certified. The soft skills and...
-
Part Time Wealth Manager
5 days ago
Singapur, Singapore WEALTH ASIA LLP Full timeYou will participate in wealth management, sales and marketing activities, and receive training on wealth management techniques in the financial services sector. Your job requires you to maintain good communication with customers and provide excellent customer service. You will contribute to the overall sales team efforts and help achieve sales targets,...
-
Wealth Managers
5 days ago
Singapur, Singapore Wealth Asia LLP Full timeWork closely with the Wealth Executive Director and his team of seasoned professionals, you will provide personalized wealth management advice, planning and solutions tailored to meet the unique needs of each client. Responsibilities Conduct comprehensive financial assessments for clients to understand their current financial situation, goals, and risk...
-
Salaried Wealth Advisor
5 days ago
Singapur, Singapore IHARVEST WEALTH MANAGEMENT PTE. LTD. Full timeAbout the Role We are seeking a motivated and client-focused Salaried Wealth Advisor to join our growing team. This role is ideal for individuals who are passionate about financial planning, enjoy building long-term client relationships, and value the stability of a fixed salary with additional performance-based rewards. As a Wealth Advisor, you will provide...
-
FINANCIAL CONSULTANT
5 days ago
Singapur, Singapore St. James's Place Wealth Management Full timeA Financial Consultant with the focus in the expat wealth management market in Singapore to counsel clients on potential investment opportunities, by exercising their knowledge of investment strategies, securities, tax laws, pension plans, real estate, and insurance. Determine the client’s assets, liabilities, cash flow, insurance coverage, tax status, and...
-
Wealth Planner
5 days ago
Singapur, Singapore Alpha Wealth Financial Advisers Full time5 days ago Be among the first 25 applicants Alpha Wealth Financial Advisers is committed to providing personalized financial planning and investment management services tailored to each client's unique lifestyle and financial goals. Our team values Abundance, Wisdom, Focus, and Appreciation, and we empower clients through financial literacy. We offer...
-
Singapur, Singapore UBS Full timeMiddle Office Specialist, Pre-regulatory Reporting Join to apply for the Middle Office Specialist, Pre-regulatory Reporting role at UBS Job Reference # BR Job Type Full Time Your role Do you thrive in a fast-paced environment? Do you have the appetite to link the front-to-back flow to the way trades are being reported, and come up with robust processes to...
-
Singapur, Singapore Goldman Sachs Full timeJoin to apply for the Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Analyst/Associate, Singapore role at Goldman Sachs Join to apply for the Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Analyst/Associate, Singapore role at Goldman Sachs Get AI-powered advice on this job and more...
-
Improvement Executive
2 weeks ago
Singapur, Singapore St. James's Place Wealth Management Full timeSt. James's Place Wealth Management – Raffles Place We are seeking a detail-oriented and proactive Business Continuity and Operational Improvement Executive to support our company's business continuity planning and operational efficiency initiatives. The Business Continuity and Operational Improvement Executive will work closely with the Head of Operations...
