Risk & Compliance Manager
2 days ago
Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards. Your responsibilities include overseeing regulatory compliance, assessing risks, and designing and implementing risk and compliance programs. Effective communication, analytical thinking, and ethical integrity are essential skills for success in this role. Job Description Develop and implement company policies and processes, Group’s requirements, and regulations. Develop, maintain and monitor the annual compliance plan, ensuring timely execution of activities. Provide guidance and assistance to business units regarding relevant regulations specific to the insurance industry. Integrate regulatory requirements into business plans and processes. Clearly articulate compliance-related matters to representatives and/or business units. Review existing processes relating to data privacy, regulatory, sales compliance and financial crimes requirements. Identify risks that could impair the company's reputation, information security, or general operations and implement ways to mitigate or eliminate them entirely. Collaborate with business functions to document controls related to risk management, compliance with insurance laws and regulations, established compliance programs, internal controls, and operational processes. Assist in monitoring control systems to deal with violations of regulations and internal policies. Perform RCSA and perform control testing to evaluate the effectiveness of key controls. Oversee and ensure timely and accurate submission of non-financial regulatory reports to relevant authorities. Assist in managing internal and external audit reviews/projects. Provide support on regular and/or ad-hoc reporting to relevant governance forums. Undertake ad-hoc tasks, projects or reviews as directed by Head of Risk and Compliance. Who we are looking for Experience in regulated Financial Advisers/Insurance industry and familiar with all applicable statutes, rules and regulations relevant to the Financial Advisers industry. These may include the Financial Advisers Act, MAS Codes, Notices, Guidelines and AML/CFT regulations. Excellent communicator, ability to translate regulatory requirements relevant to the business and representatives. Nimble and flexible to change, able to adapt to fast-paced and changing situations. Experience in Compliance and Risk processes. Organised and meticulous. Keen to learn with positive work attitude. Stakeholder management, enjoys working with people at all levels of seniority. Working Experience At least 4-6 years of working experience in risk and/or compliance roles. This experience is preferably gained within the FA/Insurance industry. Exposure to the Financial Advisers sector, regulatory compliance, AML and risk management is highly valuable. #J-18808-Ljbffr
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Risk & Compliance Manager
2 weeks ago
Singapur, Singapore Private Advertiser Full timeRisk & Compliance Manager Responsibilities Develop and enhance compliance policies and procedures to comply with regulatory requirements Develop risk management strategies Support the group’s business in Singapore & work closely with Legal, Compliance & Risk Management teams Dealing and being the point of contact for the regulators Reporting on compliance...
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Risk & Compliance Manager
6 days ago
Singapur, Singapore Prudential Assurance Company Singapore Full timeRisk & Compliance Manager at Prudential Assurance Company Singapore Develop and execute regulatory compliance and risk management programs to ensure the company operates within legal boundaries and maintains ethical standards. Job Profile Summary Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and...
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Risk & Compliance Manager
4 days ago
Singapur, Singapore Kinergy Corporation Limited Full timeResponsibilities Develop and enhance compliance policies and procedures to comply with regulatory requirements. Develop risk management strategies. Support the group’s business in Singapore and work closely with Legal, Compliance & Risk Management teams. Act as the point of contact for regulators. Report on compliance. Conduct compliance risk assessment...
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Risk & Compliance Manager
6 days ago
Singapur, Singapore PRUDENTIAL FINANCIAL ADVISERS SINGAPORE PTE. LTD. Full timeJob Profile Summary: Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards. Your responsibilities include overseeing regulatory compliance, assessing risks, and designing and implementing risk and compliance programs. Effective communication, analytical thinking, and...
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Risk & Compliance Manager
2 weeks ago
Singapur, Singapore EXCLUSIVE NETWORKS ASIA PTE. LTD. Full timeOverview Exclusive Networks is a value-added service and technology (VAST) group, that accelerates market entry and growth for innovative cybersecurity, network, cloud and infrastructure technologies around the world. The mission of Exclusive Networks is to drive the rapid market penetration and fast growth needs of ambitious IT vendors by enabling reseller...
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Risk & Compliance Manager
1 week ago
Singapur, Singapore Prudential Hong Kong Limited Full timeRisk & Compliance Manager page is loaded## Risk & Compliance Managerlocations: Singaporetime type: Full timeposted on: Posted Todayjob requisition id: Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured,...
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Regional Risk
4 days ago
Singapur, Singapore RANDSTAD PTE. LIMITED Full timeAbout the company We are partnered with a prestigious, fast-growing global High Net Worth (HNW) insurance broker known for our bespoke wealth preservation and specialist risk solutions. We serve an exclusive clientele and maintain a reputation for the highest standards of integrity, discretion, and excellence. About the job This is a critical, hands-on role...
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Regional Risk
2 weeks ago
Singapur, Singapore Randstad Full timeAbout the company We are partnered with a prestigious, fast-growing global High Net Worth (HNW) insurance broker known for our bespoke wealth preservation and specialist risk solutions. We serve an exclusive clientele and maintain a reputation for the highest standards of integrity, discretion, and excellence. About the job This is a critical, hands‑on...
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Risk & Compliance Manager, Mandai Nature
1 week ago
Singapur, Singapore Mandai Wildlife Group Full timeOverview Risk & Compliance Manager, Mandai Nature. Mandai Nature is the conservation arm of Mandai Wildlife Group, a Singapore-based non-profit conservation organisation established to advance biodiversity protection in Singapore and Asia. The Risk & Compliance Manager will drive the implementation of the company’s Risk Management Framework to support...
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Head, Risk
2 days ago
Singapur, Singapore AIA Hong Kong and Macau Full time**FIND YOUR 'BETTER' AT AIA***We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us.**We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can...
