Analyst, Compliance

4 days ago

Singapur, Singapore Maybank Investment Banking Group Full time

Maybank Securities is a leading brokerage house and investment bank in ASEAN. Maybank Securities provides services in corporate finance, debt markets, equity capital markets, derivatives, retail and institutional securities broking and research.

This is a contract role with the possibility of converting to a permanent position.

Job Description

  • Perform trade surveillance function and routine compliance reviews.
  • Perform control room and business monitoring functions.
  • Perform AML-related reviews and support.
  • Support appointed representatives and product teams on routine compliance and business conduct matters.
  • Review of product related marketing and training materials.
  • Administration of e-learning on compliance related training.

Requirements

  • Bachelor degree in Accountancy, Business Administration or relevant discipline/ qualifications.
  • 2-3 years of audit or compliance experience in the financial industry preferred.
  • Keen interest to have an exposure in compliance experience in the financial services industry.
  • Knowledge in Securities and Futures Act, Financial Advisors Act and/or Anti-Money Laundering will be an advantage.
  • Strong analytical skills and detailed oriented.
  • Possess good interpersonal and communication skills.
  • Ability to work within an environment with high pressure on timelines and quality of deliveries, both independently and as a team.
  • Fresh graduates are also welcome to apply.

We regret that only shortlisted candidates will be notified.

Seniority level
  • Seniority level Executive
Employment type
  • Employment type Contract
Job function
  • Job function Finance, Quality Assurance, and Analyst

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