Vice President, Equities Compliance

1 day ago

Singapur, Singapore Charterhouse Partnership | Asia Full time

A top-tier investment bank is urgently hiring a VP - Compliance in Singapore. Great opportunity to work with experienced Compliance leaders and team members. Please note NO WORK VISA SPONSORSHIP is provided. Cash Equities experience (MUST HAVE) Experienced working in Sales and Trading, Exchange, or Regulator, Global Markets, Securities/Brokerage industries Familiar with SGX and MAS regulations Position Summary Provide advisory either independently or with other team members, including regional Product Compliance on compliance issues across all the organization’s institutional securities businesses in Singapore and ASEAN, with a primary focus on the equities business. Responsibilities Regulatory tracking Carry out and update Policies and Procedures Design and deliver training on a broad array of relevant Compliance and regulatory topics Compliance reviews – provide advice to the monitoring and testing team to guide their reviews of the Singapore and ASEAN business, including risk identification, review design, and resolution of action items Compliance surveillance, regulatory and client enquiries Help with enquiries from regulatory authorities and clients and liaise with Legal and Compliance professionals and other support areas of the Firm on these matters Assist in the coordination of regulatory audits and visits and follow-up on findings as necessary Requirements Bachelor's degree in Legal, Accounting, Business or Finance from a recognized University 12 to 14 years of experience in the financial services sector, preferably in Singapore Country/Markets Compliance. Experience working at the securities exchange or at the regulator is advantageous Strong knowledge of MAS and SGX regulations Sound understanding of sales and trading products and practices, especially cash equities sales and trading area Experience in investment banking related processes and procedures including information barriers, conflict clearance, etc. would be advantageous Strong and effective communication skills, team player, motivated, meticulous, ability to multi‑task and thrive in a fast‑paced, dynamic working environment Strong analytical and judgement skills to identify risks and resolve issues in a timely manner, good time management skills Employment Details Seniority level: Mid‑Senior level Employment type: Part-time Job function: Accounting/Auditing, Analyst, and Other Industries: Investment Banking, Financial Services, and Banking Location Changi, East Region, Singapore #J-18808-Ljbffr

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