Associate Vice President, Compliance Officer

3 weeks ago

Singapur, Singapore Deutsche Börse Group Full time
Associate Vice President, Compliance Officer (f/m/d)

To ensure the activities of the Fund Services business line are conducted in accordance with applicable laws, regulations, circulars, and directives; and focus on regulatory and policy requirements applicable to Clearstream's global customer base, products and services with the mission to ensure that Clearstream maintains high standards of regulatory compliance in the eyes of the customers, the public and the authorities in the markets that it serves.

Overall role is to act as the Compliance Associate Vice President - Fund Services, for Clearstream Fund Centre S.A., Singapore Branch covering Asia, particularly ensuring compliance with applicable laws and regulations in Singapore and Hong Kong.

Responsibilities
  • Maintain and improve compliance framework, including AML/CFT, Sanctions, Anti-fraud, Anti-bribery
  • Ensure the compliance framework aligns with regulatory requirements and industry standards
  • Conduct regular reviews and updates of compliance policies and procedures
  • Conduct impact assessments of new or changing regulations on the organization
  • Maintain an up-to-date inventory of all applicable laws, regulations, and legal obligations
  • Advise business on relevant Compliance topics (including answering any queries in a timely manner)
  • Conduct Compliance risk assessment
  • Define and execute monitoring and testing activities driven by the Compliance risk assessment
  • Provide support for board / management reporting and other relevant bodies
  • Ensure timely submission of all required regulatory filings and disclosures
  • Assist with collating licensing related documentation as well as review licensing / exemption related documents/forms
  • Assist in participating in discussions with relevant regulators
  • Handle internal and external audits and regulatory audits
  • Support the implementation of new products and services with compliance assessment
  • Support projects and initiatives within compliance function
  • Ensure all licensed representatives of the Fund Services business in Asia file their periodic declarations on a timely basis
  • Prepare and conduct compliance training for Fund Services staff
  • Responsible for strengthening and promoting the compliance culture within the company
Your Profile
  • Minimum 5-7 Years of risk management and compliance experience particularly in Singapore with a focus on financial services/banking/financial market infrastructure providers
  • University degree, preferably business, economics, law, or any relevant field
  • Strong regulatory compliance experience in harmonizing compliance framework for Singapore regulatory requirements
  • Excellent understanding of regulatory expectations on regulations and standards e.g. Hong Kong SFC / Singapore MAS requirements
  • Strong analytical and conceptual skills, creativity, critical thinking, as well as ability to identify problems and propose practical, cost-effective solutions
  • Proficiency in written and spoken English; proficiency in any other languages would be an additional benefit
  • Team player, able to work independently on complex matters/ projects
  • Enjoy working in an international and diverse team

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