Trade Surveillance
3 weeks ago
Excellent opportunity to be a part of the Fixed Income - Trade Surveillance team
Job Summary:
As an Associate within the APAC surveillance team, you will be reporting to the Surveillance Manager and will be responsible for conducting trade surveillance across various Lines of Business (LOB). The role also offers the candidate excellent opportunities to forge professional relationships with various stakeholders and further develop their knowledge on various products such as Equities, Futures & Options, Fixed Income, Commodities and FX offered by JPMorgan Chase. The surveillance service footprint in Asia Pacific includes, but not limited to Australia, Hong Kong, India, Japan and Singapore.
Job responsibilities:
Use trade / communication surveillance tools to analyze system generated alerts across various platforms within the firm and locate any potential breaches of policies and/or where applicable relevant laws and regulations. Support analysis conducted through Bloomberg and internet research, and by maintaining awareness of regional markets and regulatory activity. In consultation with the team and Surveillance Manager, refer or escalate any unusual or suspicious cases during the course of alert reviews to the relevant LOB / Country Compliance officers and/or other counterparties in accordance with the defined operational process. Ensure escalated cases are followed up and documentations are updated in our case register in a timely manner. Participate in market conduct related investigations. Attend meetings and present escalated cases as required. Assist in establishing internal control processes and developing/updating procedures.Required qualifications, capabilities, and skills :
You will have 5 plus years in Surveillance / Advisory experience in a bank, broker, or regulator; Bachelor’s Degree in Finance, Economics or other related disciplines Expertise using Actimize, SMARTs, Bloomberg or Reuters; Strong product knowledge of Fixed income currencies commodities and products and of exchange traded securities as well as listed derivatives Good knowledge of key Asian markets and key regulations; Good understanding of market abuse and best practice scenarios; Understanding of trading jargon and market commentary/color to complement Ecom surveillance; Strong analytical skills and the ability to manage several simultaneous tasks; A self-motivated fast learner with the ability to work independently; A strong team player and able to engage people across all corporate hierarchies; Adaptability to work under time pressure and resiliency to provide stable and consistent performance;-
Trading Regulatory
4 weeks ago
Singapur, Singapore ExxonMobil Corporation Full timeWhat you will do Coordinate compliance with applicable laws, rules and regulations as it relates to risk reporting and gas, crude and products trading Participate in reviews of new transactions and new products and analyze the impact on compliance Develop and maintain compliance plans, policies and procedures and monitor adherence to these...
-
Software Engineer II, Java
2 weeks ago
Singapur, Singapore JPMorgan Chase & Co. Full timeYou’re ready to gain the skills and experience needed to grow within your role and advance your career — and we have the perfect software engineering opportunity for you. As a Software Engineer II at JPMorgan Chase within the Corporate Technology, Trade Surveillance you are part of an agile team that works to enhance, design, and deliver the software...
-
Electrical Principal Engineer
4 weeks ago
Singapur, Singapore ST Engineering Full timeTitle: Electrical Principal Engineer - Telecoms & Integration (Marine) Job ID: Location: Marine - 7 Benoi Road, SG Description: Responsibilities: To cover design aspects for systems such as Radars, Navigation Comms, Integrated Comms, Integrated Combat Systems and Layout designs Work with other trades on integration design between Platform...
-
Singapur, Singapore Goldman Sachs Full timeOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...
-
Singapur, Singapore Federal Aviation Administration Full timeSummary As a supervisor/manager, the selectee for this position will be eligible to receive a Manager Performance Incentive (MPI) provided eligibility requirements noted in agency policy are met. The MPI is an annual lump-sum incentive payment that considers agency performance, the manager's individual performance, and available funding. Supports the...
-
Singapur, Singapore Goldman Sachs Full timeCompliance Division, Global Privacy Office, Vice President, Singapore Global Compliance Our division prevents, detects, and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...
-
Singapur, Singapore HSBC Full timeSome careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Regulatory...
