Senior Compliance Monitoring Officer

Member for 1 year 4 months Submitted by nparnell on Jun 22 2023 Main Purpose of Job The Senior Compliance Officer will be responsible for providing compliance oversight, monitoring and consultancy in respect of all MAS regulations relevant to the distribution business of SJP Singapore, as well as to research, manage and implement regulatory...

Reporting and Monitoring cum Compliance Officer-(2400009B) Description To handle and ensure timely tracking and monitoring of outstanding documents and loan/financing status, cancellation/release/rework cases and covenant cases. To handle and ensure daily reconciliation of Sundry Creditors GL in accordance with the set SLA/TAT. To handle and ensure...

This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the...

Responsibilities Support the development of a compliance strategy and guidelines to support the firm’s growth across APAC in a sustainable and compliant way. Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks to the firm and its clients and mitigate them. Develop and implement...

Senior Compliance Executive Responsibilities: We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company. The candidate will help to manage and execute the compliance programs, provide policy guidance and to carry out compliance training for the company’s diversified investment business groups....

As a Compliance Analyst at Kuok Group Singapore, you will work with our Group’s business units and corporate functions to ensure compliance with all applicable laws, regulations, and company policies. You will be reporting to the Compliance Manager.After 1 year, you will have the opportunity to rotate within the Risk & Compliance function (into either...

. The purpose of this role is to •Implement an effective ethics and compliance program for several markets in dentsu aligned to the global Ethics and Compliance program strategy and regional Ethics and Compliance priorities •Collaborate with market leadership and in conjunction with relevant stakeholders to foster an ethical culture •Embed an...

About the CompanyOur Client is a leading producer of industrial equipment and tools.ResponsibilitiesWe’re looking for a meticulous and proactive Legal Compliance Officer to support compliance and legal matters across the company’s operations Support senior management and stakeholders on legal and compliance issues by providing legal counsel and...

Your team The Pictet group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 28 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Singapore for more than 25 years where it employs over 200...

Job DescriptionAs a Senior Executive of Ethics & Independence Compliance, you will be part of KPMG Singapore's Quality & Risk Management (QRM) team servicing internal clients/business units. You will play a crucial role in ensuring that KPMG adheres to regulatory and internal policies related to auditor independence. This entry-level position involves a...

Senior Compliance Executive /Compliance ExecutiveJapanese MNC CompaniesOpportunities to work with Regional Team Attractive RemunerationKey Responsibilities:Help implement compliance activities and initiatives within the company and the SEA + India region (including annual compliance programs, compliance activities and periodical compliance training) and...

Job DescriptionAbout the CompanyOur Client is a leading producer of industrial equipment and tools.ResponsibilitiesWe’re looking for a meticulous and proactive Legal Compliance Officer to support compliance and legal matters across the company’s operations Support senior management and stakeholders on legal and compliance issues by providing legal...

Citi’s Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi’s people and businesses, advocate for legal and regulatory outcomes that benefit our firm and our clients, and...

VP, Regulatory Compliance, Group Compliance Posting Date: 16-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe...

Responsibilities: Provide legal counseling and guidance on compliance matters within a multinational company (MNC). Develop and implement compliance programs and policies in accordance with applicable laws and regulations. Monitor and assess compliance risks and ensure measures are in place to mitigate those risks. Conduct compliance training and awareness...

Summary As an IT Program Manager you will develop, implement and/or oversee multi-year IT initiatives. Location of position:  GSA's Office of GSA IT, Financial Management IT Services Branch (IDCDA). This is a Virtual/Remote position and the duty location will be determined upon selection. We are currently filling one vacancy, but additional...

Description This position is located within our Singapore office and will have responsibility in the day-to-day risk and compliance activities of the Singapore business. The key objective of this role is to ensure the risk and compliance obligations are met and run in an efficient, effective and consistent manner. The role will report to the Head of...

Risk & Compliance Manager Responsibilities: Preparing regular risk and performance reports for the investment team, senior management and the Directors. Continuous enhancement of the risk-based compliance programs to maintain high standards in execution of compliance reviews and monitoring. Working closely with various functions within the firm...

Key responsibilities Act as the main point of contact with local and APAC regulatory bodies Advise the business of changes required in order to comply with applicable laws and upcoming regulations Interpret and implement local regulations and laws, compliance monitoring, surveillance Prepare and present to senior stakeholders queries from external...

Senior Officer, Compliance & Admin, Channel Operations Centre Posting Date: 26-May-2023 Location: Alexandra (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in...