Equities Compliance

FIND YOUR 'BETTER' AT AIA If you believe in better, we’d love to hear from you. About the Role We are looking for an Equity Trader! In this role you will provide best execution and trade allocation across a range of equity and equity derivative instruments in compliance with internal standards, policies and procedures. Responsibilities: To offer...

Job Summary SGX (July - Dec 2023) Fall Internship Programme Singapore Exchange (SGX) is Asias leading and trusted market infrastructure, facilitating the exchange of capital and ideas to create value for people, businesses and economies. As a multi-asset exchange operating equity, fixed income and derivatives markets to the highest regulatory...

Job Description Responsibilities:• Contribute towards a team covering one or more client relationships • Deliver accurate and timely work product within specified timelines, and in coordination with other team members • Demonstrate strong knowledge of accounting, specifically with respect to alternative investment funds, with a focus on private equity...

RESPONSIBILITIES Key responsibilities include: Oversight and management of the Investment Compliance team. Participating in the team’s monitoring responsibilities, which include:Analyzing transactions and portfolio holdings with respect to regulatory, client, and internal guidelines and calculating various risk parameters in order to conduct full...

Responsibilities Support the development of a compliance strategy and guidelines to support the firm’s growth across APAC in a sustainable and compliant way. Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks to the firm and its clients and mitigate them. Develop and implement...

Job Description Your Responsibilities Interact with employees at all levels and potential business partners in order to obtain information required to conduct effective third-party due diligence reviews. Conduct due diligence reviews on potential business partners and acquisition targets aligned with internal guidelines. Evaluate the risk of...

If you are passionate, a collaborator, enjoy talking to clients and developing relationships; and have a strong desire to set and achieve challenging goals, you have found the right team.  As a Vice President in Sales you will be servicing and managing a portfolio of hedge funds and long only institutional investors. The successful candidate should...

Compliance Counsel Location: Houston, TX, US Employment type: Employee Place of work: Hybrid Offshore/Onshore: Onshore TechnipFMC is committed to driving real change in the energy industry. Our ambition is to build a sustainable future through relentless innovation and global collaboration – and we want you to be part of it. You’ll be joining a...

Job description Sia Partners is looking for a talented Management Consultant/ Senior Consultant to support our Risk, Regulatory & Compliance practice. The ideal candidate should come with experience in AML/FCC consulting. Responsibilities: Participate in projects with leading banks and Financial Institutions Conduct regulatory compliance review,...

Citi’s Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi’s people and businesses, advocate for legal and regulatory outcomes that benefit our firm and our clients, and...

What you ’ll do You’ll apply your financial acumen and curiosity to help shape your team’s investment strategies. Using comprehensive research you’ve conducted on companies, industries, and sectors, you’ll build financial models and investment theses. You will never stop learning, whether you’re honing your idea generation skills or applying...

Description This work will explore the intersection of several interrelated goals to ensure that Global South countries can shape important decisions around climate change, finance, and the global fiscal landscape. Areas of exploration will include loss and damage, climate finance, equitable debt reform, and global tax reform. Role Purpose   The...

The Trader holds the responsibility for the timely and precise execution of equity, index futures, and FX trades, encompassing all levels of complexity. They are also expected to communicate effectively within the global trading and portfolio management teams. Additionally, the role involves refining trading systems and workflows. The Trading team,...

OVERVIEW Balyasny Asset Management is seeking an Associate, Middle Office – Asia Listed & Quant team members to join the Operations team in our Hong Kong / Singapore office.The employee will assist traders and portfolio managers with a wide variety of trade related and portfolio PnL questions. In addition to working closely with various departments...

Role Summary We are seeking to hire a Front office support to Temasek’s Public Markets Cash team, to strengthen our global execution capabilities. The Public Markets Cash team is part of the Investment Group, and responsible for execution of Temasek’s cash equity and listed delta-one positions in global markets. This role provides the candidate...

Assistant Fund Controller We are looking for an experienced professional to support the fund finance team for managing full spectrum of accounting, tax, operation, and reporting of their real estate funds. Responsibilities You will ensure smooth day to day operations of the funds in coordination with the fund administrator, accuracy and timely of financial...

Since 1931, Capital Group, home of American Funds, has been singularly focused on delivering superior results for long-term investors using high-conviction portfolios, rigorous research and individual accountability. Today, Capital Group manages more than $2.5 trillion in equity and fixed income assets for millions of individual and institutional...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include...

Job DescriptionThe global HR team at Avaloq counts about 50 Avaloqers located in all key Avaloq locations in Europe and APAC. We are all focused on supporting Avaloq’s growth and success through meaningful and impactful people initiatives. As the global Head of Talent Acquisition you will be joining the Global HR Leadership Team and reporting directly to...

Job DescriptionKPMG Tax Services assists organisations with their tax compliance obligations and in enhancing their commercial value through tax planning, and incorporating tax strategies into an overall business strategy. Globalisation of businesses must be managed with international know-how and perspective. Through an in-depth understanding of our...