Associate (6PQE) - Regulatory/Investigations (Singapore)

Role Responsibilities To investigate risk events / cases:- Escalated by Financial Crime Surveillance Operations (ACT & AA, as appropriate) teams (arising from Transaction Monitoring, Trade AML &/or Name Screening); Internal escalations submitted or referred by Business &/or other Conduct, Financial Crime and Compliance (CFCC) stakeholders...

The Law Society of Singapore, established in 1967, is the representative body for all lawyers in Singapore. Our membership includes advocates and solicitors with practising certificates, associate members, non-practitioner members and Honorary members elected by Council. The Law Society’s mission is to serve its members and the community by sustaining a...

Job DescriptionKPMG's Forensic team comprises professionals with extensive experience in Forensic Services that include Investigations, Financial Crime Compliance and FATCA CRS Compliance. Our diverse team of professionals help our clients prevent, detect and respond to risks through use of well-defined metholodgies, innovative solutions and understanding of...

As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management...

[What the role is]Reporting to the Shipping Division (Maritime Investigation Department), you will be part of a team of marine professionals whose key purpose is to conduct inquiries on marine casualties and incidents under the Merchant Shipping Act (Cap. 179). The inquiries seek to determine the cause of the casualty, including any infringements of the...

Job DescriptionThe financial services landscape is evolving at an unprecedented pace of change and KPMG is at the heart of this change. At KPMG, you will work across a broad range of financial institutions, including private banks, commercial banks, digital banks, capital markets intermediaries, payment services providers, and fintechs. Our global network of...

Description Job Title: Regulatory Affairs Manager Location: Singapore About the role: The job requires the person to manage Regulatory Affairs for all Company products to ensure they are in compliance with statutory and company requirements and maximize the contribution of Regulatory Affairs to the achievement of business objectives through...

Description ”Better Health for People, Brighter Future for the World” is the purpose of a company. We aim to create a diverse and inclusive organization where people can thrive, grow and realize their own potential while enabling our purpose. We continue to innovate and drive changes that will transform the lives of patients. We’re looking for...

As part of IMDA, the Personal Data Protection Commission (PDPC) serves as the principal authority in the area of personal data protection in Singapore. Its mission is to administer and enforce the Personal Data Protection Act 2012, including the operations of the Do Not Call Registry. The PDPC formulates and implements policies relating to the protection of...

Controllers, Position Reporting, Senior Analyst, Singapore YOUR IMPACT Are you looking to apply your communication and problem solving skills while becoming a market expert in finance? Our Position Reporting team is seeking a professional who is looking to collaborate with various Operations teams, Compliance, Legal, and Business to mitigate risks...

Get to know our Team: We design and provide products and services that empower our customers to enjoy greater banking convenience while they extract more value from their money. In particular, we are focused on promoting and developing healthy saving and investment practices across generations. Get to know the Role: We are living in exciting times....

The OfferOpportunity to make a positive impactThe JobYour responsibilities will include:Administering the complaints processes, inquiries and mediation in accordance with the Legal Profession ActLiaise with counsel instructed to carry out the litigation for the SocietyAssist in the administration of Legal Profession (Solicitors’ Accounts) Rules, including...

Job DescriptionPrimary Objective:Ensure compliance with Singapore and HQ regulators’ AML/CFT requirements by: carrying out AML/CFT transaction monitoring and investigate alerts in a timely manner and resolve or escalate the alerts.To conduct AML investigations on suspicious transaction activities and to engage relevant stakeholders in obtaining required...

VP, Fraud and Investigation Specialist, GWB Posting Date: 20-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

Member for 1 year 4 months Submitted by nparnell on Jun 22 2023 Main Purpose of Job The Senior Compliance Officer will be responsible for providing compliance oversight, monitoring and consultancy in respect of all MAS regulations relevant to the distribution business of SJP Singapore, as well as to research, manage and implement regulatory...

Controllers, Position Reporting, Senior Analyst, Singapore YOUR IMPACT Are you looking to apply your communication and problem solving skills while becoming a market expert in finance? Our Position Reporting team is seeking a professional who is looking to collaborate with various Operations teams, Compliance, Legal, and Business to mitigate risks...

Associate, Financial Controller Permanent contract|Singapore|Corporate & Investment banking Associate, Financial Controller Singapore, Singapore (country) Permanent contract Corporate & Investment banking Responsibilities Regulatory monitoring and reporting: Responsible for production of monthly, quarterly, semi-annually and...

Job Purpose You will play a key role in ensuring that investigations into cases of alleged employee misconduct are effectively and timely carried out. You will also partner HRBP counterparts to guide colleagues from Business Unit in the management of whistle blowing cases, ensuring that they are followed up based on established guidelines, workflows...

POSITION SUMMARY: The GFCII Analyst is responsible for reviewing high risk customer cases, reviewing the account relationships and related parties holistically to capture global and cross sector presence, conducting research, documenting the investigations and providing initial recommendations and dispositions of a Global Enterprise-Wide Customer...

Assistant VP, Inv & Intel - Complex Investigations, Group Compliance Posting Date: 09-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd Review and investigate complex cases arising from the Bank's various Anti-Financial Crime (AFC) surveillance sources / systems / models and liaise with the relevant...