Investment Compliance Analyst
3 weeks ago
Job Description
To assist in post-trade compliance, assist in the monitoring of the investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines. You will also ensure that all client reporting are done accurately and on a timely basis. As our fund managers invest in a broad range of instruments, you should have some knowledge in various financial securities products.
Responsibilities
Review and maintenance of accurate compliance rules across all fund types, in accordance with Investment guidelines or compliance parameters provided by client / fund manager. Ensure accurate and correct interpretation of guidelines and the creation of relevant rules in the compliance monitoring system. Ensure that alerts and / or breaches are monitored daily and follow-up action taken and documented. Updating of Operating Procedures Manual and Operating Memorandums with clients. By adhering to guidelines and checklists, ensure that standard procedures and controls, as set out in the Operating Procedures Manual, are being adhered to. Responsible for ensuring that all the daily / non-daily reporting to clients are met as per requirements. Attend to client queries. Assist Funds Compliance Monitoring Manager in the smooth running of the compliance monitoring function of the department, including adherence to corporate and regulatory policies and requirements. Assist in process improvement initiatives. Assist in training and development of new or inexperienced staff. Assist in user acceptance testing. Working with internal/external parties (for example clients, fund managers, vendors, fund accountants, auditors etc)
Qualifications/Requirements
Degree in Banking / Finance or Accountancy 2 - 4 years experience in the financial industry (fund management / insurance business will be preferred) with relevant experience in post-trade compliance platforms, creating and maintaining rules for purposes of portfolio compliance. Knowledge of the various component feeds to the system (fund accounting data base, third party vendor feeds) will be an added advantage. Strong working knowledge of investment guidelines, securities ratings and industry classification, benchmark indexes, etc. Demonstrating a high level of accuracy and attention to detail. Ability to write macros and rule logic, knowledge of SQL and data mapping will be a plus. Computer literate with good working knowledge of Excel & macros. Preferably with working knowledge of SQL and data mapping. Able to interpret legal clauses and paraphrase into simple and clear requirements. Service-oriented and client focused. A team player with strong oral, written and interpersonal communication skills. Willing to work on Singapore public holidays and Morning / Evening Shift Works------------------------------------------------------
Job Family Group:
Operations - Transaction Services------------------------------------------------------
Job Family:
Fund Accounting------------------------------------------------------
Time Type:
Full time------------------------------------------------------
-
Investment Analyst
3 weeks ago
Singapur, Singapore ALS International Full timeInvestment Analyst (SG) document.title = "Investment Analyst (SG) – ALS Internatioal";var addthis_share = { title: "Investment Analyst (SG) – ALS Internatioal"} Date: Mar 08, 2023 Location: Singapore Ref: 20002 Job ID: 20002 Job Location: Singapore About Our Client Our client is a top...
-
Compliance Analyst
3 weeks ago
Singapur, Singapore Squarepoint Capital Full timeSquarepoint is a global investment management firm that utilizes a diversified portfolio of systematic and quantitative strategies across financial markets that seeks to achieve high quality, uncorrelated returns for our clients. We have deep expertise in trading, technology and operations and attribute our success to rigorous scientific research. As a...
-
Singapur, Singapore Goldman Sachs Full timeFinancial Crimes Compliance Financial Crime Compliance has primary responsibility for the execution of the firm’s enterprise-wide Anti-Money Laundering, anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations...
-
Investment Analyst
3 weeks ago
Singapur, Singapore Phillip Securities Full timeInvestment Analyst We are strengthening our capabilities in the area of fundamental analysis and portfolio management. To this end, we are expanding our Investment Solutions team to interested candidates with an appetite for analytic work and portfolio management work in a small buy-side setting of managed accounts. Responsibilities: Undertake...
-
Portfolio Compliance Lead Analyst
3 weeks ago
Singapur, Singapore Schroders Full timeOverview of Role/Principle Responsibilities This role has the following principal responsibilities: We’re looking for someone to join the Portfolio Compliance Oversight team in Singapore as a Portfolio Compliance Lead Analyst 2. The Portfolio Compliance Team is an essential part of the Schroder control environment, supporting Investment Teams to ensure...
-
Financial Analyst
3 weeks ago
Singapur, Singapore GALILEE INVESTMENT MANAGEMENT PTE. LTD. Full timeRoles & ResponsibilitiesJob Title: Financial AnalystLocation: Singapore, 8 Burn Road, TrivexCurrent Mode of Work: HybridApplication Deadline: 10 May 2024Interview period: from 6 May 2024 to 17 May 2024Estimated Employment start date: June/July 2024----------------------------------------------Why Galilee: We are a young and dynamic boutique fund management...
-
APAC Investment Guideline Compliance Manager
4 weeks ago
Singapur, Singapore PIMCO Full timeRESPONSIBILITIES Key responsibilities include: Oversight and management of the Investment Compliance team. Participating in the team’s monitoring responsibilities, which include:Analyzing transactions and portfolio holdings with respect to regulatory, client, and internal guidelines and calculating various risk parameters in order to conduct full...
-
Business Analyst
3 weeks ago
Singapur, Singapore Unison Consulting Pte Ltd Full timeWe are seeking a skilled Business Analyst to join our team on a 6-12month contract basis. The primary responsibility of this role is to assist in BCBS239 documentation and lineage documentation. The ideal candidate should possess strong SQL understanding, with the ability to grasp concepts quickly. Basic knowledge of RWA (Risk Weighted Assets) Collaborate...
-
Funds Portfolio Compliance Analyst
4 weeks ago
Singapur, Singapore Citi Full timeJob Description To assist in post-trade compliance, assist in the monitoring of the investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines. You will also ensure that all client reporting are done accurately and on a timely basis. As our fund managers invest in a broad range...
-
Manager, ESG Investment Analyst, UOBAM
2 weeks ago
Singapur, Singapore United Overseas Bank Full timeManager, ESG Investment Analyst, UOBAM Posting Date: 20-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: UOB Asset Management Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and...
-
Senior Equity Analyst
3 weeks ago
Singapur, Singapore ALS International Full timeSenior Equity Analyst (SG) document.title = "Senior Equity Analyst (SG) – ALS Internatioal";var addthis_share = { title: "Senior Equity Analyst (SG) – ALS Internatioal"} Date: Jan 12, 2023 Location: Singapore Ref: 19958 Job ID: 19958 Job Location: Singapore About Our Client Our client...
-
Senior Analyst
3 weeks ago
Singapur, Singapore ALS International Full timeSenior Analyst (SG) document.title = "Senior Analyst (SG) – ALS Internatioal";var addthis_share = { title: "Senior Analyst (SG) – ALS Internatioal"} Date: Mar 23, 2023 Location: Singapore Ref: 20030 Job ID: 20030 Job Location: Singapore About Our Client Our client is an international...
-
Compliance AML Execution Intermediate Analyst
4 weeks ago
Singapur, Singapore Citi Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Supervisory Contract Compliance Analyst
3 weeks ago
Singapur, Singapore Federal Acquisition Service Full timeSummary As Supervisory Contract Compliance Analyst, you will manage, direct, and coordinate the Division’s activities, functions, and operations. Location of position: Federal Acquisition Service (FAS), Information Technology Category (ITC), Supply Chain Risk Management Service Center, Compliance Division. The Compliance Division is...
-
Analyst/AVP, Quality Assurance
4 weeks ago
Singapur, Singapore SMBC Group Full timeQuality Assurance on AML and Corporate Compliance Understand AML, Compliance and regulatory controls in each dept and requirements of applicable regulations and policies Assist to create quality assurance programs in line with Compliance and AML action plans and internal policies Review and update QA programs periodically and upon changes to laws and...
-
Blackstone Multi-Asset Investing
5 days ago
Singapur, Singapore Blackstone Full timeBlackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include...
-
Global Investing Intern
3 weeks ago
Singapur, Singapore Cambridge Associates LLC Full timeFirm Overview: Cambridge Associates is a leading global investment firm. We work with non-profit institutions, pension plans, and private clients to build bespoke investment portfolios that help them meet their philanthropic goals, pensioners’ obligations, or personal endeavors. Our goal is to meet clients wherever they are in the investment process....
-
Senior Analyst/Manager, Investments
4 weeks ago
Singapur, Singapore CapitaLand Full timeJob Description You will be supporting the Investments team at CapitaLand India Trust Management Pte Ltd (CLINTMPL) and report to Vice President, Investments at CLINTMPL. Responsibilities Carry out financial modelling and feasibility studies for Investments Evaluate and structure real estate deals and manage the deal execution process including...
-
Senior Investment Analyst Manager
4 weeks ago
Singapur, Singapore BIGO Full timeResponsibility:1、 Support BIGO's global business and be responsible for global strategic acquisitions and M&A;Develop and maintain financial models, performing valuations and business assessment of investments targets and assets.2、 Drive robust analyses and research on market trends – including market sizing, positioning, financial and operational...
-
Analyst, Equity
2 weeks ago
Singapur, Singapore RHB Asset Management Full timeJob DescriptionWe are looking for an Equity Analyst with at least 2 years of experience in equity research/portfolio management. As the candidate will be joining a closely knitted and experienced investment team with a collaborative and collegiate culture, it is important that the candidate share our common values of respect, teamwork, professionalism and...