![Jupiter](https://media.trabajo.org/img/noimg.jpg)
Compliance Officer
1 month ago
The Value of Active Minds
About Jupiter
Jupiter is one of the UK’s leading investment management companies with over 500 employees and £52.6 billion worth of assets under management (as at 29th March 2024).
Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and sub-advised funds. Jupiter has experienced a period of international growth with offices open in EMEA and APAC.
Background
We are looking to hire a Singapore Compliance officer to support the Singapore office growth. Reporting to the APAC Head of Compliance, you will be responsible for the Singapore office regulatory compliance matters and work closely with business stakeholders in the region, as well as international Jupiter colleagues.
Key Responsibilities
Assist in the setup of compliance standards and controls as a new CMS license holder in accordance to the local regulatory and group requirements.
Develop, implement and maintain a robust compliance framework through the provision of policies, procedures, training and advice to ensure adherence to regulatory requirements, with a specific focus on MAS regulations.
Provide expert advice and guidance to the investment team on compliance matters, including investment restrictions, disclosure requirements, and conflicts of interest.
Work closely with the Portfolio Compliance Team based in the UK, oversee investment restriction adherence through alert investigation and escalation within the order management system, Aladdin.
Conduct regular compliance risk assessments and reviews to identify potential gaps and implement appropriate controls.
Collaborate closely with internal stakeholders, including legal, risk management, and operations teams, to address compliance issues and implement best practices.
Advise the Singapore business on all relevant regulatory matters, including but not limited to new business, new products, marketing material review.
Monitor and review investment guidelines and client mandates to ensure compliance and mitigate risk.
Stay abreast of regulatory developments and industry best practices, proactively providing updates and recommendations to the business.
Develop and maintain compliance policies and procedures, ensuring their alignment with regulatory changes and industry standards.
Support and work with the APAC Head of Compliance in regional compliance matters as required.
Conduct training and awareness programs on compliance-related topics to promote a strong compliance culture within the organization.
Desired Skills / Experience
Candidate Profile
Strong business acumen, adept at influencing and driving outcomes
Exceptional analytical skills, capable of developing and implementing efficient compliance and regulatory strategies
Adaptable and flexible, thrives in fast-paced environments and adjusts well to changing priorities
Action-oriented mindset, takes initiative and leads by example
Confident executive presence, communicates complex information concisely and effectively
Proven problem-solving abilities, delivers practical and valuable solutions to complex issues.
Qualifications and Experience
- Minimum 3 years' experience in asset management compliance, with a deep understanding of Asian regulations e.g. MAS, SFC and other local compliance requirements in Singapore.
- Strong knowledge of investment compliance and advisory compliance, including a solid understanding of relevant laws, regulations, and asset management industry best practices.
- Experience of investment restriction oversight using order management systems. Experience of rule coding and Aladdin use also advantageous.
- Familiarity with regulatory frameworks specific to the asset management industry in Singapore.
- Excellent analytical skills, with the ability to interpret complex regulations and apply them to practical scenarios.
- Strong communication and collaboration skills, with the ability to effectively
- Ability to engage with business stakeholder and local regulators effectively.
- Spoken and written literacy in English, Mandarin and preferably, Cantonese desirable
Don’t meet every requirement? At Jupiter we are dedicated to building a diverse and inclusive workplace, so if you are interested in this role, but don’t think your experience aligns perfectly with every listed requirement in the job description, we would encourage you to apply. You may be the right person for this role.
We have other current jobs related to this field that you can find below
-
Compliance Officer
1 month ago
Singapur, Singapore Adyen Full timeThis is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. For our teams, we create an environment with opportunities for our people to succeed, backed by the...
-
Compliance Officer
6 days ago
Singapur, Singapore Swissquote Bank Full timeJob DescriptionAs a Compliance Officer, you will be part of the Compliance & Risk Department.Job scope includes the following:Work closely with the Head of Compliance, Risk & MLRO, together with members of the local and global compliance team and other internal functions, to ensure that processes, system and controls are in place and reflect applicable Group...
-
Compliance Officer
5 days ago
Singapur, Singapore Swissquote Full timeCompany Description Building the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential. We are the Swiss Leader in Online Banking and we provide trading, investing and banking services...
-
Compliance Manager
2 days ago
Singapur, Singapore Amazon Payments Singapore Private Limited Full timeWe are looking for an experienced payments compliance professional to join the Amazon Payments Singapore Private Limited (APS) 2nd line Compliance Office team to invent simple solutions to difficult regulatory issues. The Compliance Manager - Payments is specifically responsible for providing regulatory compliance subject matter expertise across lines of...
-
Officer, Compliance
2 weeks ago
Singapur, Singapore United Overseas Bank Full timeOfficer, Compliance & Administration, Channel Operations Centre Posting Date: 19-May-2023 Location: Singapore (City Area), Singapore, Singapore, Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in...
-
Compliance Officer
4 weeks ago
Singapur, Singapore Deel Full timeWho we are is what we do. Deel and our family of growing companies are made up of global teams dedicated to helping businesses hire anyone, anywhere, easily. The team comprises over three thousand self-driven individuals spanning over 100 countries, and our unified yet diverse culture keeps us continually learning and innovating the platform and...
-
Compliance Control Testing Officer
2 weeks ago
Singapur, Singapore Pictet Full timeYour team The Pictet group is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 28 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Singapore for more than 25 years where it employs over 200 people....
-
Compliance Control Testing Officer
1 month ago
Singapur, Singapore Pictet Full timeYour team The Pictet group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 28 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Singapore for more than 25 years where it employs over 200...
-
Senior Compliance Officer
1 month ago
Singapur, Singapore The St. James’s Place Wealth Management Group Full timeMember for 1 year 4 months Submitted by nparnell on Jun 22 2023 Main Purpose of Job The Senior Compliance Officer will be responsible for providing compliance oversight, monitoring and consultancy in respect of all MAS regulations relevant to the distribution business of SJP Singapore, as well as to research, manage and implement regulatory...
-
Compliance Officer
1 month ago
Singapur, Singapore iCapital Full timeResponsibilities Support the development of a compliance strategy and guidelines to support the firm’s growth across APAC in a sustainable and compliant way. Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks to the firm and its clients and mitigate them. Develop and implement...
-
Compliance Officer, Banking
2 weeks ago
Singapur, Singapore JointHire Singapore Pte Ltd Full timeJob Title:Compliance OfficerIndustry:BankingSalary:SGD Location:Central, SingaporeAbout Company:Our client is one of the international leading bank that operates and focus in banking, leasing, foreign exchange, guarantees and etc . Since their establishment, the bank has grow and become one key financial institution in the communityJob Description:Manage the...
-
Senior Card Scheme Compliance Officer
2 weeks ago
Singapur, Singapore Adyen Full timeThis is Adyen We took an unobvious approach to starting a payments company, building a platform from scratch. Today, we're the payments platform of choice for the world's brightest companies. Our unobvious approach is a product of our diverse perspectives. This diversity, of backgrounds, cultures, and perspectives, is essential in helping us maintain our...
-
Senior Card Scheme Compliance Officer
1 month ago
Singapur, Singapore Adyen Full timeThis is Adyen We took an unobvious approach to starting a payments company, building a platform from scratch. Today, we're the payments platform of choice for the world's brightest companies. Our unobvious approach is a product of our diverse perspectives. This diversity, of backgrounds, cultures, and perspectives, is essential in helping us maintain our...
-
Compliance Manager
2 months ago
Singapur, Singapore Parkway Pantai Limited Full timeThe Role • Co-manage the IHH Group Compliance Unit by keeping abreast of global corporate regulatory developments and ensure IHH-wide compliance. • Co-manage the Group Data Protection Office and provide leadership and support to all Division Data Protection Offices. Key accountabilities • Support formulation and implementation of IHH Group...
-
Compliance Testing Officer
1 week ago
Singapur, Singapore 11112 Citibank, N.A. Singapore Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Analyst/AVP, Corporate Compliance
1 month ago
Singapur, Singapore SMBC Group Full timeTo assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices. Assist in overseeing the monitoring of compliance matters of APAC offices as set out in the head office policies and local laws from time to time including covering the following areas: reviewing existing...
-
APAC Chief Compliance Officer
3 weeks ago
Singapur, Singapore The Edge Partnership Holdings, Hong Kong Limited Full timeThe Edge Partnership has partnered with a prestigious Global and market leading Financial Services business on a confidential bases to identify a new APAC Chief Compliance Officer based out of their Singapore offices. Please contact Jack Smith on email your cv directly in word format with job reference no. Job-12321 to Please note that due to the high...
-
APAC Chief Compliance Officer
2 weeks ago
Singapur, Singapore The Edge Partnership Holdings, Hong Kong Limited Full timeThe Edge Partnership has partnered with a prestigious Global and market leading Financial Services business on a confidential bases to identify a new APAC Chief Compliance Officer based out of their Singapore offices. Please contact Jack Smith on email your cv directly in word format with job reference no. Job-12321 to Please note that due to the high...
-
Singapur, Singapore Goldman Sachs Full timeCompliance Division, Global Privacy Office, Vice President, Singapore Global Compliance Our division prevents, detects, and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...
-
VP, Regulatory Compliance, Group Compliance
2 weeks ago
Singapur, Singapore United Overseas Bank Full timeVP, Regulatory Compliance, Group Compliance Posting Date: 16-May-2023 Location: Singapore (City Area), Singapore, Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North...