Lead Audit Manager

4 weeks ago

Singapur, Singapore WELLS FARGO BANK Full time
About this role:

We are looking for a Lead Audit Manager to join our dynamic Singapo-based Internal Audit Team. The Lead Audit Manager will lead execution of the audit process (primarily as Auditor in Charge) in accordance with Wells Fargo Audit policy with guidance/support from the Audit Senior Manager, with primary focus on financial crimes risk areas (e.g., AML and Sanctions). The Auditor in Charge is responsible for accurately assessing risks and controls, developing effective test plans, exhibiting appropriate judgement regarding issue notification, drafting findings and final audit reports and leading communication with clients. Learn more about the career areas and lines of business at wellsfargojobs.com.

In this role, you will:
  • Lead Audits primarily as Auditor in Charge.
  • Identify and assess key risks and controls and develop effective test plans for engagements with limited guidance.
  • Work within deadlines and manage multiple tasks.
  • Exhibit appropriate judgement regarding issue notification, issues draft findings to client management, and draft final audit reports for review by the Audit Senior Manager.
  • Ensure audit engagements are risk based and executed according to Wells Fargo Audit policy and guidance.
  • Demonstrate depth and breadth of knowledge and understanding of risks (compliance and financial crimes focused) across multiple businesses.
  • Write opinions reflecting relevant facts that lead to logical conclusions.
  • Support the Audit Senior Manager/ Audit Management Director as needed in regional governance forums and develop/maintain strong relationships with local personnel.
  • Demonstrate excellent communication skills and the ability to influence across multiple levels of management.
  • Support regional manager by interacting with regional, US and EMEA Internal Audit personnel to fulfil regional regulatory requests.
Required Qualifications:
  • 5+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
  • 7+ years of Audit, Risk experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • BA or BS degree with courses taken in audit, business, finance, accounting, or computer science a clear advantage.
  • An MBA or professional certification (either ACA/CPA, CFA, CAMS, CRCM or equivalent) is a plus, as is previous securities, compliance, or operations experience.
  • Experience in Bank Secrecy Act and Anti-Money Laundering (BSA/AML), sanctions regulations, and financial crimes risk.
  • Demonstrates professional skepticism.
  • Sound understanding of internal audit, risk management, and risk advisory skills.
  • Proven ability to effectively lead projects, collect and analyze data, develop, and communicate recommendations and provide effective performance feedback to team members.
  • Strong organizational, multitasking, and prioritizing skills.
  • Ability to read and write Chinese language is an advantage.
We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

  • Lead ( Internal Audit)

    2 weeks ago

    Singapur, Singapore NTUC FAIRPRICE CO-OPERATIVE LTD Full time

    Lead, Internal AuditPosition Summary:Reporting to the Head of Internal Audit, the Lead, Internal Audit will play a critical role in guiding and executing the internal audit strategy of FairPrice Group. The incumbent will manage risk-based audit plans, lead audit engagements, and ensure robust internal controls and effective risk management practices.Key...

  • Manager, Audit

    2 weeks ago

    Singapur, Singapore SMRT Corporation Ltd Full time

    Job Purpose You will be part of a highly professional Group Internal Audit Team that carries out Integrated audits, IT audits and Continuous audits to ensure robust governance, risk management and internal controls in the Group. Responsibilities Assist and contribute to the development of the risk universe and annual audit plan incorporating new...

  • Manager, Audit

    2 months ago

    Singapur, Singapore SMRT Corporation Ltd Full time

    Job Purpose You will be part of a highly professional Group Internal Audit Team that carries out Integrated audits, IT audits and Continuous audits to ensure robust governance, risk management and internal controls in the Group. Responsibilities Assist and contribute to the development of the risk universe and annual audit plan...

  • IT Audit Manager

    1 week ago

    Singapur, Singapore Marina Bay Sands Full time

    JOB SCOPE Management and direction of assigned staff to ensure completion of complex audits within departmental and professional standards in established timeframes. Must plan, direct, execute and finalize the audit engagements. Establish audit work programs to effectively evaluate operations, based on best practices, regulatory requirements, and the...

  • Assistant Manager, Audit

    1 month ago

    Singapur, Singapore OA International Holdings Full time

    DESCRIPTIONS: Due to the expansion of our team, we are looking for the ideal candidate who will be responsible to assist the Audit Partners for managing a portfolio of clients by delivering an exceptional External Audit Service.In order to do this, the candidate will need to be able to lead and guide an effective team. Candidate with sufficient external...

  • Audit Manager

    2 weeks ago

    Singapur, Singapore OKXhas Full time

    OKX will be prioritising applicants who have a current right to work in Singapore, and do not require OKX's sponsorship of a visa. Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the...

  • Internal Audit Manager

    4 weeks ago

    Singapur, Singapore A DREAMWORKS COMPANY PTE LTD Full time

    Location:Jeju Island, South KoreaReports to:Head of Internal AuditWorking Hours:Monday to Friday, 9 AM to 6 PMAccommodation:ProvidedPosition Overview:We are seeking an Internal Audit Manager with a strong intellectual curiosity and a proactive mindset. In this role, you will lead internal audit engagements and explore beyond conventional audit practices. You...

  • Internal Audit Manager

    4 weeks ago

    Singapur, Singapore A DREAMWORKS COMPANY PTE LTD Full time

    Location:Jeju Island, South KoreaReports to:Head of Internal AuditWorking Hours:Monday to Friday, 9 AM to 6 PMAccommodation:ProvidedPosition Overview:We are seeking an Internal Audit Manager with a strong intellectual curiosity and a proactive mindset. In this role, you will lead internal audit engagements and explore beyond conventional audit practices. You...

  • Manager, Internal Audit

    2 months ago

    Singapur, Singapore Nanyang Technological University Full time

    You will be part of the Internal Audit Office responsible for the provision of independent, objective assurance and consulting services designed to add value and improve operations of the University. You will plan and perform business and operational audits, supporting the University in ensuring internal controls of various activities and functions are in...

  • Internal Audit Assistant Manager/Manager/Senior Manager

    2 months ago

    Singapur, Singapore EM Services Pte Ltd Full time

    ResponsibilitiesManage end-to end audit cycle for multiple audit assignments, including outsourced auditors for complex audit projects. Lead the planning of assigned internal audit project and design audit program and audit tests to ascertain the state of internal controls and compliance with corporate policies, guidelines and regulatory...

  • IT Internal Audit Manager

    1 day ago

    Singapur, Singapore Kuok Group Full time

    This position reports to the Senior Manager - Internal Audit.Key Responsibilities:Candidate should be strong at IT audits covering IT General Controls, IT Application Controls and Security Controls, IT Infrastructure & Network and Cybersecurity. Knowledge and experience on Financial, Compliance and Operational audits highly favourable.You will be responsible...

  • Manager/ Senior Manager, Audit

    2 months ago

    Singapur, Singapore RSM Full time

    Roles & Responsibilities Manage a portfolio of clients which include listed companies, SMEs, and internationally active companies Manage a team of audit professionals and assist audit partners and directors to deliver assurance services to a portfolio of clients Review audit teams’ findings Develop and maintain long-term client relationships and...

  • Manager/ Senior Manager, Audit

    4 weeks ago

    Singapur, Singapore RSM Full time

    Roles & Responsibilities Manage a portfolio of clients which include listed companies, SMEs, and internationally active companies Manage a team of audit professionals and assist audit partners and directors to deliver assurance services to a portfolio of clients Review audit teams’ findings Develop and maintain long-term client relationships and...

  • IT Audit Manager

    3 months ago

    Singapur, Singapore IHiS Full time

    Role and Responsibilities 1. Part of the team within the Audit Management to implement the Audit Management processes and tools used within the Chief Risk Office. 2. Engagement, communication and promotion of the established audit management framework, model and processes to key stakeholders and the broader community. 3. Provide secretariat support to the...

  • IT Audit Manager

    4 weeks ago

    Singapur, Singapore IHiS Full time

    Role and Responsibilities 1. Part of the team within the Audit Management to implement the Audit Management processes and tools used within the Chief Risk Office. 2. Engagement, communication and promotion of the established audit management framework, model and processes to key stakeholders and the broader community. 3. Provide secretariat support to the...

  • Function Audit Manager

    2 months ago

    Singapur, Singapore GXS Full time

    Get to know our Team: Internal Audit is an independent function (3rd line of Defence) within GXS Bank that provides an objective assurance and advisory role to senior management. We use a systematic, disciplined risk-based approach to evaluate and assess risks, processes and internal controls, while aligning them to the Bank’s overall digital...

  • Function Audit Manager

    4 weeks ago

    Singapur, Singapore GXS Full time

    Get to know our Team: Internal Audit is an independent function (3rd line of Defence) within GXS Bank that provides an objective assurance and advisory role to senior management. We use a systematic, disciplined risk-based approach to evaluate and assess risks, processes and internal controls, while aligning them to the Bank’s overall digital...

  • Audit Manager

    2 weeks ago

    Singapur, Singapore ANRADUS PTE. LTD. Full time

    Roles & ResponsibilitiesJob DescriptionIndustry/ Organization Type: Accounting Firm (Global) Position Title: Audit Manager (Banking/Insurance) Working Location: Central Working Hours: 5 days, Monday – Friday (8:45 AM – 5:30 PM) Salary Package: Basic up to $ 8,500 + Twice Yearly Performance Bonus Duration: PermanentKey ResponsibilitiesSupervise the...

  • Audit, Manager

    3 months ago

    Singapur, Singapore Mazars Full time

    The Manager manages a portfolio of engagements to deliver high quality audit services. You will provide leadership on audit engagements which includes engagement planning, execution, and finalisation of an audit engagement. You will be fully accountable for the audit engagement and ensure that the engagement process against budget and timeline is closely...

  • Associate Manager, Technology Audit

    2 weeks ago

    Singapur, Singapore Manulife Full time

    Job Description Manulife is a leading international financial services group that helps people make their decisions easier and lives better. With our global headquarters in Toronto, Canada, we operate as Manulife across our offices in Canada, Asia, and the United States. We provide financial advice, insurance, and wealth and asset management solutions...