Compliance Manager, Securities Trading

Our client is a regional securities brokerage firm that they provide fully integrated services to clients to access forex, futures, options, commodities, derivatives products etc. As the business continues to grow, they are looking for Senior Executive, Compliance and the role is based in Singapore. Key Responsibilities - Work as a team to provide...

Our client is a regional securities brokerage firm that they provide fully integrated services to clients to access forex, futures, options, commodities, derivatives products etc. As the business continues to grow, they are looking for Senior Executive, Compliance and the role is based in Singapore. Key Responsibilities - Work as a team to provide...

My client is a growing, global Securities firm with a strong presence in APAC. They are seeking a Compliance Manager specializing in FX and Options (Derivatives) Products to join their team. In this pivotal role, you will be responsible for ensuring adherence to regulatory requirements and internal policies specifically related to FX and Options trading...

**JOB Title**: Specialist, Trade Compliance, GSC Polymers, ROA **ORG UNIT**: Polymers Supply Chain **LOCATION (CITY/COUNTRY)**: Singapore **HIRING MANAGER**: Sr. Manager, Logistics, Polymers Supply Chain **JOB PURPOSE**: This position provides leadership to the Rest of Asia Trade Compliance, Supply Chain and Operations teams to ensure compliance with all...

**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

Join to apply for the Senior Manager - Trade Compliance, APAC, GTPC role at Amazon 1 week ago Be among the first 25 applicants Join to apply for the Senior Manager - Trade Compliance, APAC, GTPC role at Amazon Get AI-powered advice on this job and more exclusive features. Description Amazon Web Services (AWS) Security is looking for an experienced APAC Trade...

_About **Total Trade Compliance (TCG) **_ Total Trade Compliance (TCG), a global leading trade platform company, is shaping the future of trade and supply chain with its innovative use of technology and deep G2B and B2B domain expertise. GeTS enables the orchestration of physical logistics, compliance and financial requirements of trade and supply chain...

**Responsibilities**: - Provide compliance updates/advice to the business related to securities trading/brokerage/fund management businesses - Perform KYC/AML and monitor client accounts, assist in client onboarding - Work closely with the senior management to liaise with regulators to ensure the regulatory requirements are aligned and properly enforced -...

Overview Join to apply for the Trade Compliance Specialist role at 3M 3M has a long-standing reputation as a company committed to innovation. We provide the freedom to explore and encourage curiosity and creativity. We gain new insight from diverse thinking, and take risks on new ideas. Here, you can apply your talent in bold ways that matter. The Trade...

**Key Responsibilities** - Assist the Global Compliance Director to assess the impacts of changes to regulations in the region and develop and maintain policies and work procedures for the Asia Compliance team. - Ensure proper implementation of processes to comply with export control regulations for major countries worldwide, including: - US export control...