Vp, First Line Business Compliance

9 hours ago

Singapore MUFG BANK, LTD. SINGAPORE BRANCH Full time

First Line Business Compliance - VP

Key Responsibilities

The position encompasses the following duties:

- Facilitate risk and control updates to management including preparation of meeting materials for Singapore and Regional risk governance and control committee (“Business Risk Management Committee (BRMC)”), conduct quarterly BRM meetings and follow up on issues (both Singapore and APAC) and ongoing enhancement and maintenance of the BRM framework.
- Monitor and track APAC compliance and audit issues, manage action plan implementation & ensure timely closure.
- Participate in compliance projects & implementation of compliance initiatives/program (led by 2nd line Compliance).
- Conduct introductory trainings, and refresher as and when required, business compliance checks (e.g., marketing materials) and follow-up with respective staff for any findings or potential risk identified.
- Support annual financial crime risk assessment in data extraction, analysis, and calibration and Risk and Control Self-Assessment (Operational risk)
- Advise Business on Compliance-related matters.
- Carry out ad-hoc tasks assigned by department Head and the Management.

**Requirements**:

- At least 5 years of compliance or audit experience in Banking/ Financial Institutions; Good knowledge of business risk and/or compliance risk; Good grasp of banking regulations is a plus.
- Tertiary qualifications in accountancy, finance or business administration or CPA.
- Excellent skills in MS Office (Excel), PowerPoint.
- Strong analytical and organization skills, adaptable to changes, keen eye for details, able to manage multiple projects/tasks simultaneously, result-oriented, and a team player.
- Engaging/able to manage communications with personnel of different seniority.
- Good communication and writing skills (English).
- We regret to inform that only shortlisted applicants will be notified.- Job ID: 10055633_

  • Associate, First Line Business Compliance

    1 week ago

    Singapore MUFG BANK, LTD. SINGAPORE BRANCH Full time

    Job Description Summary This role is also suitable for those with Audit and/or Compliance experiences in 2nd or 3rd line of defence of Financial Institutions who look to have a career switch to 1st line of defence to broaden the business/product knowledge. **Job Description**: **Key Responsibilities** The position encompasses the following duties: -...

  • First VP, Interest Rate Strategist

    1 week ago

    Singapore UOB Full time

    Join to apply for the First VP, Interest Rate Strategist role at UOB 1 day ago Be among the first 25 applicants Join to apply for the First VP, Interest Rate Strategist role at UOB Get AI-powered advice on this job and more exclusive features. About UOB United Overseas

  • First VP, Relationship Mgt STCF

    1 week ago

    Singapore UOB Full time

    Join to apply for the First VP, Relationship Mgt STCF role at UOB 1 day ago Be among the first 25 applicants Join to apply for the First VP, Relationship Mgt STCF role at UOB Get AI-powered advice on this job and more exclusive features. About UOB United Overseas

  • First VP, Trade Functional Business Analyst, Group Wholesale Banking Operations

    24 hours ago

    Singapore UOB Full time

    First VP, Trade Functional Business Analyst, Group Wholesale Banking Operations Join to apply for the First VP, Trade Functional Business Analyst, Group Wholesale Banking Operations role at UOB About UOB United Overseas

  • Business Compliance Vp

    4 days ago

    Singapore Ethos BeathChapman Full time

    **Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-176932 **Contact** Khai Anwar- **Contact phone** - 6692 9359 - **Posted** about 7 hours ago - Exciting business compliance advisory opportunity - Experience with project financing required Our Client is a large Asian bank, seeking an experienced...

  • First VP/VP, Relationship Management

    24 hours ago

    Singapore UOB Full time

    First VP/VP, Relationship Management - Industry Group, Group Wholesale Banking Join to apply for the First VP/VP, Relationship Management - Industry Group, Group Wholesale Banking role at UOB About UOB United Overseas

  • First Vp/ Vp, Wealth Advisory, Personal Financial

    2 weeks ago

    Central Singapore Emprego SG Full time

    **Location** Singapore, Central Singapore **Job Type** Permanent **Date Posted** 4 hours ago Additional Details **Job ID** 1752 **Job Views** 2 Job Responsibilities - Creation of advisory content and format to drive compelling proof points that showcase our wealth advisory expertise. To deliver: - Content Curation for Wealth Content Hub (Types of...

  • Vp, Compliance and Business Control

    2 weeks ago

    Singapore Sumitomo Mitsui Banking Corporation (SMBC) Full time

    Job Responsibilities - Proactively identify areas for improvements and assist to implement/enhance procedures, processes, internal controls to strengthen the first line of defence for offices under APAC and East Asia region. - Evaluate internal controls and compliance programs through compliance monitoring and training sessions. - Assess training needs,...

  • VP - PWM Compliance (AML and Product)

    1 week ago

    Singapore Hyphen Partners Full time

    Our client is one of the regional banks in Singapore and is hiring a VP PWM Compliance to lead its PWM compliance function on the second line. This is an IC lead role for someone with in-depth subject matter expertise in PWM in AML Compliance. You'll be responsible for managing and evolving the

  • VP - PWM Compliance (AML and Product)

    3 days ago

    Singapore Hyphen Partners Full time

    Our client is one of the regional banks in Singapore and is hiring a VP PWM Compliance to lead its PWM compliance function on the second line. This is an IC lead role for someone with in-depth subject matter expertise in PWM in AML Compliance. You’ll be responsible for managing and evolving the