Assistant Manager, HR Risk and Controls, Asia

2 weeks ago


Raffles Quay, Singapore Scotiabank Full time

Requisition ID: 198727

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

**_
Purpose_**
- Contributes to the overall success of the Human Resources in Asia Pacific ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities conducted are in compliance with relevant employment regulations, governing regulations, internal policies and procedures.
- Incumbent in role will work closely with the Senior Manager, HR Risk & Controls and Employee Relations, APAC, other HR colleagues and key control functions to ensure the organization operates according to applicable regulations and properly manage risk by focusing on areas like gap identification, policy development, and process analyses, and periodic testing as required by the organization. Incumbent will also identify and drive philosophies and programs to foster constructive employee relations and ensure the organizations' approach to its employees is fair, respectful, and consistent. The incumbent will also provide support on employee relations activities in Asia Pacific.
- The role will be based in Singapore.

**_
Accountabilities_**
- Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
- Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
- Actively pursues effective and efficient operations of his/her respective areas in accordance with Scotiabank’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk.
- Champions a high-performance environment and contributes to an inclusive work environment.

1. HR Governance Activities:

- Incumbent is responsible for (i) assisting in HR compliance / governance activities to ensure adherence to company policies, procedures, employment policies and (ii) to identify and support philosophies and programs to foster constructive employee relations and ensure the organizations' approach to its employees is fair, respectful and consistent.
- Support Risk & Control portfolio in APAC to ensure adherence and alignment to the Bank’s internal policies and procedures; as well as local and global (where applicable) regulatory requirements and compliance of HR operations and processes in the various APAC branches.
- Incumbent will be required to support various control initiatives such as F&P attestations, Audit remediation actions plans, HR Self reviews and testing etc.

**Control Activities relating to APAC HR Risk & Controls Role**:

- **
Enterprise Regulatory Compliance Management (eRCM)
- APAC**
- Responsible for the update and maintenance of the Enterprise Regulatory Compliance Management Library for APAC HR.
- Update regulatory changes on a monthly basis.
- Assist in the annual Compliance Risk and Controls Assessment (CRCA) review.
- ** APAC Audit Reviews & Responses**:Support regional audit requests and reviews, audit write-ups, assist with any department audit matters.
- Support with the review of past audits and risk assessment of current day activities to avoid repeat issues.
- Partner HR Shared Services with the extraction of audit deliveries.
- ** Annual Refresh / Reviews**:

- Job Description (JD) update
- Ensure completion of annual Job Description reviews / updates.
- Fit & Proper Attestation (APAC)
- Ensure completion of Fit & Proper declaration documentation.
- Mandatory e-learnings completion monitoring
- HR Self review and Testing
- Perform HR self-audit on HR processes and preparation of testing plan and report.
- Refresh Checks
- Partner HR Shared Services to perform refresh checks for existing representatives and employees appointed under MAS IAC Guidelines.
- APAC HR Key Risk Indicators (KRI) Dashboards
- Coordinate quarterly HR KRI statistics for Quarterly APAC Core Risk Asia Pacific Committee meetings and other governance reports required.
- Standard Operating Procedures (SOP) - APAC
- Review and Co-ordinate updates of HR SOPs for the APAC region.
- Third Party Risk Management (TPRM) - APAC
- Ensure HR vendors’ information and contracts are updated in Coupa and iCertis systems.
- APAC HR Processes Streamlining
- Partner with HR Shared Services and local HRBPs to review the various processes and to identify process gaps and suggest / create and implement new/revised work processes to follow organizational standards and ensure new policies align with applicable regulations.
- Ensure the processes are carried through in the local jurisdiction in a sustainable basis.

2. Employee Relations:

- Support in Employee Relations investigations process which includes minutes writing, follow-through on follow through on p


  • Vp, Risk Manager

    6 days ago


    Raffles, Singapore UOB Asset Management Ltd Full time

    **About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...


  • Raffles, Singapore UOB Asset Management Ltd Full time

    **About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...

  • Manager, IT Audit

    6 days ago


    Raffles Quay, Singapore Scotiabank Full time

    **Requisition ID**: 195621 **Employee Referral Program - Potential Reward**: $2,500.00 We are committed to investing in our employees and helping you continue your career at Scotiabank. **Purpose** The Bank’s Internal Audit Department plays a key role in the risk management process of the Bank. Its mandate is to provide independent and objective assurance...


  • Raffles, Singapore UOB Asset Management Ltd Full time

    **AVP/Manager, Risk Manager, UOB Asset Management Ltd** Established in 1986, UOB Asset management (UOBAM), a wholly-owned subsidiary of United Overseas Bank, is the Asian asset manager in the region with award-winning investment expertise across different asset classes. UOBAM is headquartered in Singapore and has an extensive presence in Asia with regional...


  • Raffles Quay, Singapore Upskills Consultancy Services Full time

    Upskills provides expert financial software consulting to investment banks and leading financial institutions in Asia Pacific, Middle East and Europe. With a strong, Front to Back expertise in the cash and derivatives markets, coupled by an in-depth knowledge of financial markets technologies, we provide smart and efficient solutions. We are seeking a highly...


  • Raffles Quay, Singapore Scotiabank Full time

    Requisition ID: 193543 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of the Payment Processing & Support Team (PPST) / GBM - Asia & Pacific Region in Singapore and the Asia & Pacific Region** **ensuring specific individual goals, plans, initiatives are...


  • Raffles, Singapore ByteDance Full time

    **Responsibilities**: - Perform risk assessment based on Internal Security risks; Identify and assess potential information security risks posed within the organization and the existing policies/procedures/controls mitigating such risks. - Assess and develop overall mitigation strategies across the company to minimize the impact of relevant incidents. -...


  • Raffles Quay, Singapore Scotiabank Full time

    Requisition ID: 199572 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the GBM AML Risk, Program team in Singapore ensuring business strategies, plans and initiatives are executed/ delivered in compliance with governing regulations, internal policies...


  • Raffles Quay, Singapore Scotiabank Full time

    Requisition ID: 199572 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the GBM AML Risk, Program team in APAC ensuring business strategies, plans and initiatives are executed/ delivered in compliance with governing regulations, internal policies and


  • Raffles Quay, Singapore Scotiabank Full time

    Requisition ID: 202871 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** This position supports the Manager, Regulatory Change Management & Compliance Projects APAC within APAC Central Compliance, and APAC Compliance in delivering the compliance program for the GBM&T businesses in Asia...