Head of Compliance

1 week ago

Singapore DADACONSULTANTS PTE. LTD. Full time

**Head of Compliance (Responsible Officer/Regulatory Licensing)**

**Key Responsibilities**
- **Licensing & Regulatory Compliance**:

- **Governance, Risk & Controls**:

- Oversee compliance with AML/CFT regulations, PDPA, and corporate governance codes. Conduct internal risk assessments and audits to proactively mitigate regulatory risks. Monitor ongoing compliance post-licensing.
- **Leadership & Regulatory Strategy**:

- Advise senior leadership on regulatory trends and MAS updates. Promote a strong compliance culture via training and awareness programs. Represent compliance in board and executive risk discussions.
- **Stakeholder Engagement**:

- Collaborate with auditors, legal counsel, and service providers to support MAS readiness and compliance. Support cross-functional teams during regulatory reviews, due diligence, and audits.

**Qualifications & Requirements**
- **MAS Fit & Proper**:

- Eligible to be appointed as MAS Responsible Officer (RO) under FAA and/or Insurance Act. Experience dealing directly with MAS or similar regulators.
- **Experience**:

- 8+ years in insurance, financial services, or regulatory compliance. At least 5 years in senior compliance or RO roles in Singapore, preferably in licensed insurance brokerage or financial advisory firms. Proven track record of securing and maintaining MAS licenses is highly desirable.
- **Technical Skills**:

- Strong knowledge of MAS regulatory frameworks, licensing, and compliance operations. Familiar with risk management, governance, and regulatory audits.
- **Leadership & Communication**:

- Excellent leadership, interpersonal, and stakeholder management skills. Strong written and verbal communication with influence across organizational levels.

**Education**
- Bachelor’s degree in Finance, Law, Business Administration, or related fields.
- Professional certifications in compliance, AML, or risk management (e.g., ICA, CAMS) are a plus.

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