Regulatory Compliance Officer

4 days ago

Singapore Crédit Agricole CIB Full time

Description du poste
- Handles Compliance related matters for business lines including the Global Markets Department of Singapore Branch.

**Mission**
- In this respect, he/she is responsible for the following:

- Overseeing the operational processing of financial compliance issues, customer protection
- Disseminating the culture of Compliance
- The direct contact of or contributes to the relationship with business lines
- As appropriate, he/she may be assigned by the Head of Compliance to work with the other compliance teams on special projects

**Key Responsibilities - Singapore**

Disseminates the culture of compliance: ensures that employees are aware of compliance issues, that they are kept informed and well-trained, and that compliance risks are taken into account for strategic decisions
- Monitors the systems dedicated to the management of risks of non-compliance for his/her scope
- Organizes, coordinates and supervises the framework according to regulatory developments
- Organizes and coordinates the reporting - especially the regulatory reporting and the system’s monitoring and prevention tools
- Oversees the operational management of financial compliance issues, customer protection
- Provides recommendations to the employees involved regarding the management of non-compliance risks, in order to stimulate commercial development
- Expresses compliance opinions on customers and activities, and also when new products/activities are launched
- Ensures that the necessary alerts related to compliance deficiencies within his/her scope are properly managed and escalated.
- Carries out the compliance control plans, as well as the tasks related to the mapping of non-compliance risks
- Performs and updates the financial security risk assessment for activities
- Responds and manages auditors

**Legal and Regulatory Responsibilities**
- Comply with all applicable legal, regulatory and internal Compliance requirements, including, but not limited to, the Singapore Compliance manual and Compliance policies and procedures as issued from time to time; Financial Security requirements, including, but not limited to, the prevention of Financial Crime and Fraud including reporting obligations to the Money Laundering Reporting Officer/Compliance Officer.
- Maintain appropriate knowledge to ensure to be fully qualified to undertake the role. Complete all mandatory training as required to attain and maintain competence-
- Poste avec management
Non
- Niveau d'étude minimum
Bac + 3 / L3
- Formation / Spécialisation
Bachelors degree in Banking, Finance, Law or Accountancy
6-10 years of relevant working experience in Compliance and in banking institutions
- Niveau d'expérience minimum
6 - 10 ans
- Entreprise Crédit Agricole CIB

  • Compliance Officer/ Regulatory Compliance

    3 days ago

    Singapore KS Talent Solutions Full time $90,000 - $120,000 per year

    We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...

  • Regulatory Compliance Officer

    5 days ago

    Singapore KS Talent Solutions Full time

    We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...

  • Regulatory Compliance Officer

    2 days ago

    Singapore PICTET Full time

    **Your team**: - The Pictet group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Singapore for more than 25 years where it employs near 200...

  • Regulatory Compliance Officer

    1 week ago

    Singapore PAYLINKS PTE. LTD. Full time

    iPayLinks is a leading fintech company that leverages technology and innovation in our product development and service offering of payment solutions and financial services, including cross-border merchant acquiring, e-commerce marketplace payout and supply-chain financing. Headquartered in Shanghai, the company also has global offices in the US, UK, Hong...

  • Regulatory Compliance Officer

    2 weeks ago

    Singapore TALENTVIS SINGAPORE PTE. LTD. Full time

    Regulatory Compliance Officer Job Description In charge of all regulatory developments and advisory matters (Banking Act, SFA, FAA)Business control line for the Branch's MAS-regulated activities (Capital Market Products)Second line testing of key compliance risk areas, internal controls, and transaction monitoring Oversees the third-party risk management...

  • Regulatory Compliance Officer

    2 weeks ago

    Singapore KOOKMIN BANK CO., LTD. Singapore Branch Full time $90,000 - $120,000 per year

    We are looking for a mature & experienced individual who is part of the Compliance Team to strengthen and maintain the Compliance framework of the Bank. The incumbent will work closely with the Head of Compliance and all lines of Business in Regulatory Compliance (Core Compliance) and AML/CFT & Financial Crime. This role provides an opportunity to be a key...

  • Regulatory Compliance

    3 days ago

    Singapore WOORI BANK Full time $60,000 - $80,000 per year

    Job DescriptionAs part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to:Regulatory Liaison and Stakeholder ManagementAssist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.)Manage both internal and external...

  • Manager - Compliance (Regulatory Compliance)

    2 weeks ago

    Singapore HL BANK Full time

    Job Responsibilities Regulatory Compliance & internal Reporting Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office (“HO”). Communicate relevant new and updated regulatory requirements to...

  • Compliance Specialist, Regulatory Compliance

    2 weeks ago

    BOS Singapore OCBC Full time $90,000 - $120,000 per year

    Bank of Singapore opens doors to new opportunities.At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...

  • Assistant Manager

    2 weeks ago

    Singapore Gambling Regulatory Authority Full time

    What the role is: As an inspector with the Compliance Division, your main responsibility is to ensure that the licensees’ internal controls and gambling operations comply with the regulatory requirements of the Casino Control Act, the Gambling Control Act and the related subsidiary legislations. By gaining in-depth knowledge about the licensees’ gambling...