Wealth Management Operations

**JOB DESCRIPTION**
Quality Control is part of the Assets & Wealth Management Operations Team supporting all aspects of client Onboarding to include the fulfilment of Anti Money Laundering (AML) and Know Your Client (KYC) requirements for the Wealth Management division of J.P Morgan Chase & Co, Asset & Wealth Management business segment. Quality Control ensure all client KYC records are compliant with regulatory standards, and will ensure high quality and timely completion of all client-level due diligence requirements at the onset and renewal of client relationships. Quality Control will make independent recommendations regarding AML risk and escalations as first line of defense.

**Job responsibilities**:

- You will review, analyze client KYC information and ascertain whether on-boarding or periodic review of the client will post additional AML and reputation risk.
- Analyze challenging account opening situations and ascertain whether there will be potential issues.
- Validate source of wealth corroboration according to firm guidelines.
- Review of client documentations in accordance to regulatory requirements.
- Coordinate with compliance and control function where it relates to regulatory audits / requests / initiatives.
- Represent the team and participate in KYC/AML related discussions, committees and forums. You will also conduct periodic training & awareness sessions to new hires and various refreshers to staff.
- Open minded, able to share information, knowledge and expertise with peers and team members.

**Required qualifications, capabilities and skills**:

- Bachelor’s Degree in Business Administration, Banking and Finance, Accounting or equivalent.
- At least 6 years of experience in private banking risk management, audit or compliance, with focus on KYC/AML.
- Background in internal audit or regulatory audit with focus on KYC/AML will be considered.
- Broad knowledge of rules and regulations for various Asia jurisdictions (particularly in Hong Kong and Singapore), with focus on KYC/AML.
- Ability to work in a fast paced environment where multitasking is the norm and ability to handle escalations and drive to resolutions.
- Ability to identify and focus on issues at a holistic level and yet be detailed oriented and independence in thinking when analyzing.
- Strong verbal and written communication skills

**Preferred qualifications, capabilities and skills**:

- Knowledge of Wealth Management business.

**ABOUT US**

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as any mental health or physical disability needs.

**ABOUT THE TEAM**

J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.