Compliance & Risk Manager
19 hours ago
**Key Responsibilities**
- Responsible for day-to-day management of risk & compliance issues of the company
- Working with management on, and ensuring compliance with, applicable laws and regulations, including various MAS guidelines such as AML/ CFT, outsourcing, technology risk management and periodic filings/ notification to MAS
- Responsible for monitoring of staff dealing as required by internal procedures
- Facilitate audit processes for compliance related matters by internal and external auditors
- Developing risk management strategies and working closely with trading heads to ensure that the risk management processes are adhered to at the operational level
- Liaising with auditors & vendors on risk management and compliance related matters
- Supporting management in reporting to the boards on risk and compliance matters
**Pre-requisites**:
- Degree in Finance/ Banking/Accountancy/ Law
**- At least 15 years working experience in treasury, fund admin, fund management, FX, fixed income, risk, legal or compliance functions. Willing to pivot into a full-time career in compliance and risk
- Familiar with the Securities and Futures Act, Financial Advisers Act, MAS Regulations, Listing Rules and Enterprise Risk Management processes
- Ideally possessing experience & understanding of laws and regulations as well as risk management principles of Cayman/VCC fund structuring/business trust or fund management businesses
- Mature with attention to details, positive attitude, hardworking and at team player
- Ability to prioritise, multi-task and good project management skills
- Good communication skills and ability to manage different stakeholders to balance conflicting interests
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