Iwm Kyc Analyst

4 days ago

Singapore Nomura Asia Full time

**Company overview**

**Function overview**
The Know Your Customer (KYC) Controls team has a regional exposure covering the controls against money laundering and terrorist financing for different entities of Nomura in the region. The requirements for compliance are conferred by regulations and guidelines in different countries.

Team - KYC (Wealth) - Primarily to work on wealth clients and the role can expand to Institutional clients in future

**Role description**
- Perform hands on tasks related to KYC and document validations end to end covering check & validation, system update, documents upload, etc.
- Ensure client information and documents are validated / updated correctly and timely in the systems for seamless feed to other internal systems and reporting (Internal, regulatory etc.)
- Engage and work with stakeholders such as Compliance, Legal, Sales, Business Management towards completion of a case
- Ensure proper reasoning and justification on KYC matters to FCC, Legal & Compliance teams
- Prepare MIS and facilitate meetings with stakeholders
- All KYC breaches, near misses or risk events will be managed and escalated where necessary.
- Ability to work with mínimal supervision, oversight and with cross region teams
- Identify system / process enhancement focusing on controls and efficiency and work with the IT teams to implement

**Job Requirement**:

- Degree in Banking/Business/Economics/Finance
- Minimum 2 years of relevant experience in KYC/Documentation Review and/or Risk & control function in wealth management/ private bank.
- Well versed with AML/KYC regulatory requirement in Wealth Management / Private Banking
- Familiar with the risk associated with various Clients (Individuals, Private companies, Corporation, Trust structures, etc.)
- Team player and willing to take on adhoc initiatives and projects
- Accuracy, attention to details to avoid errors
- Proficient technically and analytically
- Good communication and interpersonal skills
- Good knowledge and skills on MS Excel and MS PowerPoint
- Ability to read and understand Chinese is an advantage
- Experience in Avaloq system will be a plus

**Diversity Statement**
Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation.

DISCLAIMER: This Job Description is for reference only, and whilst this is intended to be an accurate reflection of the current job, it is not necessarily an exhaustive list of all responsibilities, duties, skills, efforts, requirements or working conditions associated with the job. The management reserves the right to revise the job and may, at his or her discretion, assign or reassign duties and responsibilities to this job at any time.

  • Fixed Term Contract Iwm Kyc Analyst

    14 hours ago

    Singapore Nomura Asia Full time

    **JOB DESCRIPTION** **Job title**: Fixed Term Contract IWM KYC Analyst **Corporate Title**: No Corporate Title **Department**: Operations **Location**: Singapore **Company overview** **Department overview**: Nomura's Operations department supports the company's business activities through efficient operational processes. The team collaborates with senior...

  • Vp, Credit Risk Analyst

    4 days ago

    Singapore Nomura Asia Full time

    Aon's Benefit Index ®, Nomura's benefits **rank** **#1** amongst our competitors **Department overview**: International Wealth Management (IWM) is the business entity of Nomura Group that is focused on private banking business. IWM Risk Management seeks to effectively engage with all key stakeholders in the risk management process which includes Credit...

  • Analyst, Iwm Kyc Analyst

    2 days ago

    Singapore Nomura Asia Full time

    **Company overview** **Function overview** The Know Your Customer (KYC) Controls team has a regional exposure covering the controls against money laundering and terrorist financing for different entities of Nomura in the region. The requirements for compliance are conferred by regulations and guidelines in different countries. Team - KYC (Wealth) -...

  • Analyst, Iwm Kyc Analyst

    2 days ago

    Singapore Nomura Asia Full time

    Nomura Asia SingaporePosted 2 hours ago Permanent Competitive **Company overview** - **Function overview** The Know Your Customer (KYC) Controls team has a regional exposure covering the controls against money laundering and terrorist financing for different entities of Nomura in the region. The requirements for compliance are conferred by regulations and...

  • Kyc Analyst

    14 hours ago

    Singapore Crédit Agricole CIB Full time

    Job description **Business type**: Types of Jobs - Corporate & Investment Banking **Job title**: KYC Analyst **Contract type**: Permanent Contract **Job summary**: - Position Overview: The Global Referential Management division (GRM) is part more globally of the Operation unit of OPC. Under its scope of responsibilities, GRM is in charge of the Know...

  • Kyc Analyst

    14 hours ago

    Singapore Crédit Agricole CIB Full time

    **Description du poste**: Position Overview: The Global Referential Management division (GRM) is part more globally of the Operation unit of OPC. Under its scope of responsibilities, GRM is in charge of the Know Your Customer (KYC) due-diligences in collaboration with the Relationship Manager and the Financial Security. We are currently looking for a KYC...

  • Analyst - Iwm Kyc Analyst (Singapore) - Operations

    2 weeks ago

    Singapore NOMURA SINGAPORE LIMITED Full time

    **Company overview** **Function overview** The Know Your Customer (KYC) Controls team has a regional exposure covering the controls against money laundering and terrorist financing for different entities of Nomura in the region. The requirements for compliance are conferred by regulations and guidelines in different countries. Team - KYC (Wealth) -...

  • Kyc Analyst

    1 week ago

    Singapore Novel Sunkris Business Solutions Pte Ltd Full time

    **Job Title**: Periodic Review Analyst **Job Background/Context**:The Periodic Review process is crucial to ensure that critical client information remains current and that potential changes to a client's risk level are accurately reflected. The Periodic Review Analyst will be responsible for conducting comprehensive reviews of client KYC information and...

  • KYC Analyst

    2 weeks ago

    Singapore Crédit Agricole SA Full time

    Types of Jobs - Corporate & Investment Banking Job title KYC Analyst Contract type Fixed-Term Contract Job summary Main Responsibilities: Analyze client profile to determine the required KYC information as per procedure. Analyse existing documents, obtain new documents if any changes are observed. Collect or source the client information from public sources....

  • Kyc Analyst

    2 days ago

    Singapore LINNOVATE PARTNERS AFS PTE. LTD. Full time

    We are looking for a KYC Analyst to maintain legal and regulatory compliance by researching and communicating requirements. Primarily review documentation for new customer accounts, evaluate high-risk accounts and analyze new customer processes and policies. **Responsibilities** - Research regulations by reviewing regulatory bulletins and other sources of...