Assistant Vice President

**Do you want your voice heard and your actions to count?**

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

**EDUCATION**
- Degree or equivalent work experience equally preferable
- Degree in Accounting, Finance, Business Administration or related business discipline is preferred
- Advanced degree is desirable

**CERTIFICATIONS**
- Data Analyst and/or Tableau Certifications are highly desirable
- Professional auditing certifications, or work towards certification, such as the CIA, CPA, CISA or CFSA, are highly desirable

**WORK EXPERIENCE**
- At least 5 years of Internal or external audit or risk management working experience
- Experience with the global markets industry and products, and related regulatory bodies
- Experience in implementation of continuous auditing, agile auditing and/or risk monitoring processes preferred
- Experience in data processing, database programming, and/or data analytics preferred
- Experience in building data visualization and/or reporting solutions through Power BI, Tableau, or similar BI tools

**FUNCTIONAL SKILLS**
- Understanding of audit methodology and execution
- Project management skills; preferably within internal audit functions
- Proficiency in risk assessment, audit methodology, and execution
- Ability to perform risk assessment of business activities and perform testing based on the risks and processes with the business being audited
- Critical thinker who seeks to understand the business and control environment
- Understanding of how to write an effective workpaper, document testing and report writing
- Strong analytical and problem-solving skills
- Strong data analytics skills with high attention to detail and accuracy
- SQL and Database tools (TOAD/SQL Server Management Studio) preferred
- Knowledge of Big Data, Python and machine learning preferred
- Proven ability to utilize data analysis methodologies and tools to increase the efficiency and effectiveness of the audit process
- Able to manage and prioritize work effectively, driving a sense of urgency to complete tasks within short turnaround times
- Ability to engage with all levels of business line management
- Proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc)

**FOUNDATIONAL SKILLS**
- Communicates effectively
- Identifies multiple paths to success using analytical and critical thinking as well as decision-making skills
- Employs an agile, iterative process
- Communicates with executive presence to management
- Exercises sound judgement, prioritizes effectively, and strives for continuous improvement
- Effectively collaborates with colleagues
- Develops and fosters relationships with the business and management
- Leverages available technology to drive efficiency and results
- Understands and applies industry trends and best practices
- Exhibits optimism, resilience, flexibility, and openness to others' ideas
- Values learning as a lifelong professional objective
- Engages inclusively and with intent
- Always acts with integrity

**RESPONSIBILITIES**
- Individuals in the Global Markets Audit Job Function are responsible for the execution and delivery of audit engagements, working on the scoping, planning and reporting of audits, issue validation, and continuous monitoring activities. Auditors will focus on front to back processes and internal controls across Global Markets business, in particular:

- Functions: Front Office Sales, Front Office Trading, Treasury including Liquidity and ALM, Second Line Market and Liquidity Risk Management, Second Line Trade and Communication Surveillance, Back Office Treasury Operations (Trade Processing and Reporting)
- Products: eFX, FX, Interest Rate Derivative, Government Securities, Corporate Bonds, Debt Capital, Securities

**Audit Delivery and Planning**
- Work within compliance with audit methodology, operating within industry best practices, applicable regulations, and internal and external professional practice expectations
- Maintain the audit universe and risk assessments of auditable entities
- Provide support to dynamically manage the audit plan, considering whether it remains relevant throughout the year, proposing changes as appropriate
- Ensure timely delivery and adherence to audit methodology and st