Compliance: Trade Surveillance Manager, Singapore

Our client is a regional securities brokerage firm that they provide fully integrated services to clients to access forex, futures, options, commodities, derivatives products etc. As the business continues to grow, they are looking for Senior Executive, Compliance and the role is based in Singapore. Key Responsibilities - Work as a team to provide...

**Location**: Singapore, SG Job Function: Legal & Compliance **Job Type**: Permanent Req ID: 12961 **Legal and Compliance Department** The Legal and Compliance Department (LCD) manages the legal, regulatory and compliance risks for GIC, and partners with the business to ensure that legal, regulatory and compliance issues and risks are identified,...

Excellent opportunity to join a well-reputed international firm. The role sits within the Risk team in Singapore and has a direct reporting line to the International Head. The role will support in monitoring of trade activities and has an APAC coverage. In terms of career progression this role will start off with monitoring of day to day transactions that...

S- Posted by - Suhani Malhotra- RecruiterExcellent opportunity to join a well-reputed international firm. The role sits within the Risk team in Singapore and has a direct reporting line to the International Head. The role will support in monitoring of trade activities and has an APAC coverage. The role will start off with monitoring of day to day...

Job Title: Compliance Manager Company overview As a global investment manager, we help institutions, intermediaries and individuals meet their goals, fulfil their ambitions, and prepare for the future. But as the world changes, so do our clients' needs. That's why we have a long history of adapting to suit the times and keeping our focus on what matters most...

**Job details**: - Location: - Singapore- Job Type: - Permanent- Discipline: - Banking & Financial Services- Reference: - BF/XK/ACS/070623C- Posted: - about 1 hour ago- Consultant: - Xuan Kwok- Consultant Phone: - +65 6950 0354**Share this job**: **Job description**: Charterhouse Partnership is currently sourcing for a Surveillance Associate for an...

At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and...

**Responsibilities**: - Surveillance Expertise: Manage branch's trade and communications surveillance program, utilizing automated surveillance systems to investigate alerts and potential misconduct. - System Enhancement: Fine-tune and test surveillance systems to optimize alert quality and detection capabilities. - Investigation and Documentation:...

**Job Title**:Project Consultant Compliance **Business Unit: Compliance Location**:Singapore **Reports To**:Country Head **Perm/temp**:Temporary role (9 months) **Position Summary**: This is a fixed term role which reports directly to the Country Head for day-to-day compliance activities with dotted reporting responsibilities to the Senior Director, Head...

My client is a growing, global Securities firm with a strong presence in APAC. They are seeking a Compliance Manager specializing in FX and Options (Derivatives) Products to join their team. In this pivotal role, you will be responsible for ensuring adherence to regulatory requirements and internal policies specifically related to FX and Options trading...