Associate - Compliance and Operation

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

**Job Title**: Compliance Officer **Corporate Title**: Associate **Division**: Compliance **Location**: Singapore **Nomura Overview** **Department Overview**: Nomura operates in a complex regulatory environment and the role of Compliance department is to ensure that the Firm operates in accordance with the applicable laws and regulations of the exchanges and...

We are looking for an outstanding compliance professional to join our fast-growing team as an **Institutional Compliance Associate **in Singapore. In this role, you will work closely across the compliance team and other functions in the company to provide support on compliance and regulatory matters focusing on financial crimes and regulatory compliance...

Associate Director, Compliance At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the...

Compliance Associate - Onboarding **Overview** **Class**: Full-time **Legal Entity**:StoneX Financial Pte. Ltd. **Reports to**:Manager - Anti-Financial Crime/Onboarding - APAC **Company Overview**: StoneX is an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem through a unique...

Company Description **Hi.** We’re OFX, a global provider of online, international payment services. We solve the complexity of moving money and enable better decisions. Headquartered in Sydney with offices worldwide, we’re a customer-focused business that is all about inspiring customer confidence. At OFX, you’ll have the opportunity to reach beyond...

Temasek Foundation (TF) supports a diverse range of programmes that connects people, uplifts communities, protects our planet and advances capabilities in Singapore, Asia and beyond. Temasek Foundation's programmes, made possible through philanthropic endowments gifted by Temasek, strive towards achieving positive outcomes for individuals and communities...

**Role Description**: - Provision of Compliance oversight, surveillance, testing and implementation of Compliance Program (including Regulatory, Investment and Anti Money Laundering/Countering Financing of Terrorism) for Optimas Group, to ensure compliance with relevant laws and regulations administered by inter-alia, the HK Securities and Futures...

Your new company This is a fast-growing and performance-driven boutique hedge fund operating in a highly professional and collaborative environment. The firm is known for its disciplined investment approach, strong governance framework and commitment to regulatory excellence. With an expanding presence and a long-term growth strategy, the firm offers a rare...

We are looking for high calibre, driven, meticulous and strong independent individual to join us as Management Associate, working within a highly dynamic and fast moving environment. **Responsibilities** - The Management Associate will gain exposure to key functions such as Risk Management and Operations, Fund Operations and Compliance - Risk Management and...