Regulatory Services Officer

Job DESCRIPTION: You will assist the Asia Pacific Regulatory Manager located in Singapore: - Assist in overseeing corporate KYC programme; - Ensuring documentation and investor database is updated; - Supporting the preparation of different and regular KYC reporting; - Assisting in the review of investor's KYC; - Answering specific questions from internal...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

URGENT Position : Regulatory Officer, Therapeutic Products Branch (TPB) Contract period : Immediate (6months) Salary will be at the range of $1700 - $2200 depending on qualification. Job Summary: Managing hardcopy documents for updating of the File Tracking System Your duties and responsibilities as a temporary staff will include but not restricted to...

**Your team**: - The Pictet group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Singapore for more than 25 years where it employs near 200...

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...

Company Description Enecon Services provides customized solutions for energy companies involved in both onshore and offshore activities, with a focus on drilling and production operations. Our expertise spans the entire project lifecycle, from the bidding process to continuous operational support. We are committed to exceeding the unique needs of clients in...

**Responsibilities**: - To ensure the regulatory compliance of business activities with relevant local law and regulations and upkeep the changes - To assist in cascading the knowledge of regulatory compliance and regulatory objectives and targets to all departments - To update and review the Material Master and ensure accuracy and up-to-date...

My client is a US hedge fund looking for a strong MAS Reporting Officer to contribute towards meeting the company’s regulatory reporting obligations. **Job Scope**: - Partnering with business teams to clearly document requirements MAS reporting regulation. - Utilizing data analytical tools to detect anomalies in reporting data and improve reporting...

**Responsibilities**: - Manage the regulatory submission process by ensuring timely supply of supporting information and regulatory dossier review to achieve timely approval from regulatory authorities. - Manage questions from regulatory authorities concerning a regulatory submission by ensuring timely supply of response and supporting information to...

Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company. Our team is made of up of talented and hardworking professionals who think...