Compliance and Risk Management Officer

2 days ago

Singapore HANWHA ASSET MANAGEMENT PTE. LTD. Full time

**Compliance and Risk Management Officer
**Requirements**:

- Bachelor’s degree in a relevant field.
- Minimum of 3 years of experience in Compliance and Risk Management within fund management, with a comprehensive understanding of Capital Market Service (CMS) License requirements governing Fund Management.
- Experience in engaging with regulators, particularly the MAS, knowledge of regulations in other ASEAN countries and/or Korea jurisdictions is a plus.
- Familiarity with operational and investment risk management frameworks and procedures.
- Strong ability to work both independently and collaboratively within multi-functional teams, with a methodical approach and excellent planning skills.

**Responsibilities**
- Manage all aspects of compliance and risk management.
- Review the compliance and risk management framework, policies, and programs to ensure adherence to the company policies and prevent regulatory violations.
- Responsible for internal and external compliance audits and risk management assessments, respond to regulatory requests and related issues.
- Prepare periodic reports for senior management and regulatory bodies.
- Review marketing materials to ensure compliance with AML, KYC, CDD, PDPA, and other applicable regulations.
- Conduct training for employees on relevant regulations and industry practices.

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