Sales Surveillance Officer

**Location** - Singapore, Central Singapore**Job Type** - Full Time**Salary** - $4,000 - $65,000 Per Month**Date Posted** - 5 hours agoAdditional Details **Job ID** - 106870**Job Views** - 1Roles & Responsibilities **Responsibilities**: - Review of sales staff phone sales and documentation to assess the quality of calls and adherence to Regulatory and...

**Your responsibilities include**: Review of sales staff phone sales and documentation to assess the quality of calls and adherence to Regulatory and Bank’s internal policies and procedures. Review of Sales Surveillance Reports to ensure corporate standards and regulatory requirements are met. Review of reports to detect irregular activity or unusual...

Are you ready to take your career to the next level in the dynamic world of finance? Our client, a bank is seeking a Markets Compliance Officer to join their team, located on the bustling trading floor, where you'll play a crucial role. **Responsibilities Include: - Surveillance Expertise: Manage branch's trade and communications surveillance program,...

**Balanced Scorecard (BSC) Framework** - Administer the MAS Balanced Scorecard (BSC) framework. - Conducting checks required under the BSC framework, including documentation review of sales documents, client surveys and BSC validation of misconduct and mystery shopping cases. - Meet the requirements of the regulatory Balanced Scorecard (BSC) Framework...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

**Surveillance Analyst**: **Singapore**: ***: As a Barclays Surveillance Analyst you will join our Global Surveillance function which provides the capabilities to execute Global Markets Surveillance and Transaction Monitoring (TM) Programmes. Reporting into the Head of Market Surveillance (APAC) and will focus on the Surveillance program for APAC in...

**Job Profile Summary**: You are also required to perform investigation of any complaints, allegations of any sales conduct related complaints or serious misconduct allegations. You will manage and oversee team members in assisting the Head of Sales Surveillance to deliver the following key deliverables: Balanced Scorecard (BSC) Framework - Support the Head...

**Your new company** My client, one of the market leaders in the banking sector, is currently looking for a VP/Director, Front Office Conduct Surveillance (FOCS) to work in their flagship Singapore office. **Your new role** Reporting to Head of Front Office Conduct Surveillance (APAC), you will be responsible on: - Daily monitoring of Front Office activity...

Family Group: Allied HealthJOB DESIGNATIONSurveillance CoordinatorJOB SUMMARYThe coordinator will be part of the Healthcare-associated infections (HAI) Surveillance team at the National Centre for Infectious Diseases (NCID). The coordinator will work with the team to conduct thorough and systematic surveillance of infectious disease prevention and control...

Job ID: 33600 Location: Singapore, SG Area of interest: Governance, Risk Management & Compliance Job type: Regular Employee Work style: Office Working Opening date: 8 Jul 2025 **JOB SUMMARY** - The Head of Surveillance Analytics is expected to manage a team across different geographies and is accountable for all the analytics and platform related...