Officer, Audit
1 week ago
**What to Expect**:
The Global Banking & Markets Anti-Money Laundering Operations (GB GM AML Ops) organization is a central control function which governs, facilitates, and oversees the global end-to-end AML program across all GB and GM businesses and jurisdictions through implementation of processes and controls. The team performs AML Know-Your-Client/Client Due Diligence (KYC/CDD) and covers refresh (periodic review) as its core activity. Additionally, there is a dedicated team responsible for enhanced due diligence requirements such as SPF/PEP, MNN Screening. The team also covers internal/external audits, remediation of AML KYC/CDD of bank clients.
**Responsibilities**:
- Support Audit & Exam coordination ensure proper governance and protocol is followed
- Support Regulatory & GFC Risk Assessments and Survey reporting, regular and off-cycle regulatory requests on customer due diligence information. Perform necessary research, challenge data sanity and approach; track timely submission
- Support APAC Regional Risk and Control Self Assessments (RCSA), identify and proactively escalate emerging thematic risk within the customer due diligence processes
- Perform Pre-audit Review and Readiness
- Assist in research in AML risk matters and provide feedback to AML related stakeholders including Money Laundering Risk Officer (MLRO), Global Financial Compliance (GFC) and AML Onboarding team
- Interact with APAC Financial Crimes and Compliance and Corporate Audit for processes supported by APAC GB GM AML. Coordinate across other GBAM AML support partners and stakeholders to ensure global process engagement
- Identify issues and/or control improvements for remediation
- Act as an ambassador of the risk culture, coordinate and raise Self-Identified Audit Issues
**Requirements**:
- Maximum of 5 years relevant work experience in AML, Risk & Control and/or Audit, Regulatory exam management
- Ability to understand complex matters, anticipate risks, and summarize key information
- High attention to details and strong organizational skills
- Strong written and verbal communication skills
- Self-starter with excellent anticipation skills, problem solving; follow-up
- Demonstrate dependability and ability to act with a sense of urgency
- Ability to work well under pressure in a fast paced/complex environment, adapt to unexpected events, prioritize and multi-task in a deadline driven environment
**Job Band**:
H6
**Shift**:
**Hours Per Week**:
40
**Weekly Schedule**:
**Referral Bonus Amount**:
0
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