Compliance Officer

2 days ago

Singapore Amethyst Partners Full time

Amethyst Partners SingaporePosted 3 hours ago Permanent S$4k - S$6k

**Responsibilities**:

- Develop and execute appropriate compliance framework, policies and procedures.
- Ensure smooth handling and timely completion / submission of regulators’ returns, surveys and questionnaires, etc.
- Manage regulatory compliance and non-AML work, including timely renewal of relevant licences
- Provide day to day support to business units on compliance issues, including client on-boarding and review of KYC processes.
- Manage trigger events and reviews, ensure appropriate actions are taken in accordance with the AML / CFT policies and procedures.
- Conduct name screening of clients; review and clearing of daily name screen alerts.
- Conduct investigation into suspicious transactions / activities and file STR and other regulatory reporting as needed.
- Coordinate internal audit, external audit and inspection; review audit findings from internal and external reviews to assess adequacy of controls and facilitate formulation of correction actions.
- Ensure service quality, efficiency and cost-effective management of resources with all stakeholders.
- Conduct compliance training to raise awareness on AML / CFT controls and typologies.
- Undertake scheduled compliance and operational review and liaise with the compliance officer of other Group entities.
- Continually assess regulatory risk, potential compliance issues relating to the Company’s compliance related matters and raise material items to Management.
- Manage and monitor personal account dealing of advisors and staff.
- Represent the business in relevant industry forums, client entertainment events, community activities.
- Perform any other ad-hoc tasks and project work as assigned

**Job Requirements**:

- Bachelor’s Degree, preferably business or law related / or Compliance Certification
- Minimum 1 year of relevant professional experience preferred.
- Proactive, objective and possess an aptitude of risks and controls
- Attention to detail and possess an enquiring mindset
- Good verbal and communication skills in English
- Knowledge of Microsoft Office Suite (Word, Excel, PowerPoint)

EA License Number: 20C0180| Registration no: R23115688|

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