Risk and Compliance Manager/senior Manager
2 weeks ago
Angsana Fund Management (AFM) is a MAS-licensed fund management company that manages funds for institutional investors in Singapore.
**Responsibilities**
Portfolio and Investment Risk Management
- Implement, maintain and continuously enhance the risk management framework to ensure it is fit for purpose, covering investment, market, credit, liquidity and operational risks
- Identify, analyse, monitor and report the investment risks in portfolio
- Keep abreast of investment trends and market developments to identify emerging risks and assess potential impact to the portfolio
- Perform risk analytics and reporting, including risk budgeting, risk decomposition, liquidity, exposure, VaR and stress test analysis for the funds
- Lead in risk identification, assessment and monitoring across the firm’s investment activities (including external parties)
- Maintain the Investment risk and compliance dashboards for management and board reporting
- Develop and/or enhance investment risk-related frameworks to support the investment team in their analysis, e.g., risk attribution models, private assets risk frameworks
- Support the Investment team in projects that may be assigned by management from time to time
Compliance
- Compliance monitoring including reviews of trade activity, licensing requirements and policy adherence
- Work closely with all departments/functions to ensure regulatory requirements are met
- Lead and implement full KYC and AML/CFT activities for the company and its clients
- Maintain, update and implement relevant company policies, SOPs, compliance manual, and registers
- Coordinate MAS regulatory submissions, inspections and responses as needed
- Provide staff training and promote risk awareness and compliance culture across teams.
PDPA
- Implement company policies and SOPs to ensure compliance with the PDPA
- Act as the company’s DPO
**Requirements**:
- At least 5 years of relevant experiences in risk management (investment and/or operational risks) and regulatory compliance, preferably within asset management firms, family offices, multi-manager platforms, fund administrators, custodians, or risk advisory firms.
- Some experience with MAS licensing, SFA/FAA regulations, AML/CFT obligations, and compliance frameworks implementation
- Strong foundation of investment knowledge, including understanding of capital markets and market trends
- Strong quantitative and analytical skills for investment data interpretation, performance reports and risk metrics
- Strong understanding of market, liquidity, operational, and counterparty risk concepts, ideally within asset management or fund
- of-funds settings
- Degree in Finance, Accounting, Economics or other quantitative discipline, preferably with relevant professional qualifications such as CAMS, FRM, CFA, CAIA
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