Legal Counsel

6 days ago

Singapore CGS-CIMB Securities (Singapore) Full time

**Responsibilities**:

- Reporting directly to the Group Head of Legal of CGS-CIMB Group in assisting to provide legal support from Singapore or Malaysia, to the stockbroking business comprising institutional and retail brokerage, equities research, leveraged products (e.g. contracts for difference, prime services and futures), wealth management and associated securities businesses (“stockbroking business”) across Malaysia, Singapore, Indonesia, Thailand, Hong Kong, South Korea, India, United Kingdom and the United States of America
- Providing legal support on a broad range of matters to various business units, support units and other enablers in the stockbroking business such as Retail and Institutional Equities, Leveraged Products, Research, Wealth Management, Futures, Institutional Trading and Execution Services, Operations, Credit and Finance
- Reviewing, drafting and negotiating legal documentation which include, without limitation: (a) Direct Market Access (DMA) Agreements with institutional clients; (b) joint venture or cooperation agreements with prime brokers / other relevant business partners; (c) vendor agreements (IT licences, procurement of general services etc.); (d) tenancy agreements; (e) underwriting/placement agreements; (f) research distribution agreements; (g) ISDA and GMSLA documents; (h) prime services agreements; (i) service level agreements; (j) non-disclosure agreements; (k) margin financing documents; (l) securities borrowing and lending documents; (m) financing documents
- Providing advice and assistance on laws and regulations applicable to the various equities business in the various jurisdictions, which includes cross-border transactions
- Liaising, coordinating and collaborating with both front and back office functions, internal control groups and external counsels
- Providing advice and assistance from legal perspective in addressing customer complaints
- Handling the management of disputes, claims and litigation (if any) involving relevant entities in the group in the various jurisdictions, together with external lawyers

**Requisites**:

- Degree in Law
- Admitted to the Singapore Bar or Malaysia Bar
- Minimum of 3 years of post-qualification experience in legal practice and/or in-house legal experience (with minimum of 2 years in legal practice)
- Legal experience in any one of the following: equity capital markets, any products of stockbroking business, loan services, dispute resolution - will be advantageous
- Able to work independently with mínimal supervision as well as collaboratively
- Keen to learn and be exposed to new areas of law
- Possess a good command of the English language (written and spoken)

Salary depending on relevant experience

**Job Types**: Full-time, Permanent

**Salary**: $6,000.00 - $10,000.00 per month

**Benefits**:

- Health insurance

Schedule:

- Monday to Friday

Supplemental Pay:

- Performance bonus

**Experience**:

- legal practice: 2 years (preferred)

License/Certification:

- degree in Law (preferred)
- admission to Singapore Bar or Malaysia Bar (preferred)

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