Global Markets Compliance Officer

The FirmXTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

**Responsibilities**: - Handle regulatory initiatives impacting Global Markets (e.g. Cross-Border, Client Classification, etc.) by working with Business and several Compliance teams such as Singapore Regulatory Compliance Office. - Responsible for coordination of MAS/ SGX questionnaires, External Audit Requests for Global Markets, which entails coordinating...

The Firm XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

**The Firm**: XTX Markets is a leading algorithmic trading company partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income and Commodity markets. We provide consistent liquidity, helping market participants throughout the world obtain the best prices in the various assets classes we cover,...

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 18,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a...

We are partnering with a leading global provider of fund administration and corporate services to recruit a Compliance Officer/Manager based in Singapore. This role offers an excellent opportunity for compliance professionals with fund administration experience to join a growing team. Key Responsibilities: Serve as the primary Compliance Officer for fund...

M- Posted by - Michelle Tse- Principal Consultant Our client is a >USD3bil AUM global macro fund and they are currently looking for a compliance headcount in their Singapore office. **Responsibilities**: - Conduct regular compliance monitoring and surveillance activities. - Ensure compliance with regulatory requirements set by the MAS, SFC & FCA in addition...

Our client is seeking a skilled and proactive Compliance Officer to join our client’s, Markets Compliance Team. This critical role involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business. **Key Responsibilities**: - **Regulatory Monitoring**: Track and evaluate...

**Job Summary**: As the Senior Global Operations Advisor, you will provide strategic oversight and advisory support to optimize operational efficiency, risk management, and cross-border compliance for our global brokerage operations. Based in Singapore but reporting to the Group CEO/Board, you will ensure alignment between regional execution and corporate...

**About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture...