Senior Associate, Compliance

**Company Background**:
TPG is a leading global alternative asset firm with a long history of investing in growth, change, and innovation. Founded in San Francisco in 1992, the firm now manages more than $108 billion with investment and operations teams in 12 offices around the world. TPG invests across a range of asset classes including private equity, growth equity, real estate, impact investing, secondaries, and public equity. Across all our strategies, we maintain a rigorous investment process and a deep, research-based approach to theme and sector development. TPG has an active portfolio of more than 250 companies, with current and past investments including Airbnb, Beautycounter, CAA, Calm, Cushman & Wakefield, McAfee, Spotify, and Uber.

TPG’s success depends on our people, and we build and sustain our world-class team by creating an inclusive, supportive culture within the firm that seeks excellence and encourages humility and transparency. The quality of our investments and our ability to build great companies depend on the originality of our insights. Reaching our firm’s full potential means supporting every team member to bring the fullness of their unique perspective to their work and to our community. We are committed to a diverse, equitable, and inclusive workplace to foster diversity of thought and reflect the breadth of our limited partners and portfolio companies.

**Principal Responsibilities**
- Assist Compliance and Legal with ongoing operational business integration initiatives
- Assist with the implementation and enhancement of TPG compliance program for the Asia Pacific region
- Coordinate with the firm’s fund accounting and corporate accounting services teams and other service providers including external regulatory counsels, fund administrators, tax advisors, compliance consultants and company secretaries to ensure timely completion and submission of reports, surveys and other information requests to government agencies and regulators in the region
- Assist with fund registrations and ensure compliance with ongoing reporting obligations in relevant jurisdictions including the Cayman Islands, Singapore, Korea and Japan
- Assist with implementation of regional compliance training plan and delivery of new hire and periodic compliance trainings
- Assist licensed representatives in Hong Kong in preparing Securities and Futures Commission of Hong Kong (SFC) notifications and other submissions
- Assist with the onboarding of Asia Pacific investors in compliance with the SFC requirements
- Assist the Asia Pacific Deputy Chief Compliance Officer in ensuring compliance with ongoing SFC, Cayman Islands Monetary Authority (CIMA), Securities and Exchange Board of India (SEBI), Asset Management Association of China (AMAC) & Insurance Asset Management Association of China (IAMAC) requirements etc.
- Coordinate with the firm’s fund accounting and corporate accounting services teams and other service providers including external regulatory counsels, fund administrators, global & local tax advisors, compliance consultants and company secretaries in ensuring that all TPG and NewQuest legal entities in the region comply with applicable laws and regulations
- Assist the Asia Pacific Deputy Chief Compliance Officer in ensuring that fundraising and investor relation activities in Asia are conducted in compliance with all applicable laws and regulations

**Qualifications & Experience; Personal Characteristics**
- Preferably a law degree from a well-respected law school and a minimum of 3 years of professional experience
- Preferably prior legal or compliance experience
- Ability to multi-task and work in a fast-paced environment
- Sound judgment and ability to work and partner with other functions and the business team
- Preferably familiarity with Anti-Money Laundering/Know Your Customer requirements
- Proven communication skills
- Organized
- Keen to learn
- A problem-solving, commercial orientation and a “can-do” attitude