Financial Crime Compliance Specialist Sg

7 days ago

Singapore CIMB Group Full time

**KEY RESPONSIBILITIES**: **Transaction Monitoring** - Conduct review on alert generated from the Transaction Monitoring system within the stipulated timeline using various internal and external system/database and where applicable, raising a “Request for Information” (RFI) to the relevant Business Unit (BUs). - Summarize, in writing, clear and concise findings of the review. Documenting and narrating the review findings with all supporting documentation within the alert of the Transaction Monitoring system. - Ensure timely escalation to SG Compliance for suspicious transaction identified in the review via a complete “Escalation Memo”. - Liaise with various units of the bank - SG Financial Crime Compliance (FCC), SG Compliance, BUs and Operations (including CADD) as part of the review process. - To provide summary report on customer's transactions, including metrics and MI, as requested by SG Compliance or SG FCC. - Support the retrieval of data for AML investigations by SG Compliance. - Perform Quality Assurance ("QA”) on alerts to validate that transactions monitoring alerts were adequately reviewed and disposed timely, and potentially suspicious transactions were escalated, as warranted. Identify and support any process change initiatives to increase the efficiency and effectiveness of the transactions monitoring process **Customer Due Diligence (CDD) and Watch list Management (WLM)** - Perform 1 st level checks on CDD alerts across all BUs for closure or assignment to BUs for further assessment. - Create Manual CDD alerts arising from factors that are tracked outside the AML system. - Perform 1 st level checks for CDD related risk change requests from BU. - Perform 1 st level checks on daily WLM alerts (Name Screening) and ensure proper disposal of alerts. - Upload relevant Lists in the AML system for CDD-risk scoring and for Name Screening. Undertake watchlist maintenance, including the uploading &/or removal of entries across various watchlists **Ad hoc duties** - Support client database searches for regulatory name search requests, as required by the Head of Financial Crime Compliance (FCC) Perform ad-hoc tasks, as assigned by Head of FCA and or the Head of FCC. **KEY REQUIREMENTS**: - Possesses mínimally Diploma / Degree from a recognised institution with relevant discipline. - Meticulous and detail oriented, analytical with problem-solving ability - Good spoken and written communication skills - Ability to work in a team. - Able to independently manage volume-based work (i.e. the alerts assigned to be reviewed and disposed timely).

  • Financial Crime Compliance Manager, Compliance

    6 days ago

    Singapore CLSA Global Markets Pte Ltd Full time

    **Key Areas of Responsibilities**The Financial Crime Manager will be principally responsible for managing the financial crime prevention function for CLSA SG entities, covering all business lines in Singapore, including, institutional equities, investment banking/corporate finance, equity derivatives, FICC, wealth management and asset management. The primary...

  • Financial Crime Compliance Specialist Sg

    5 days ago

    Singapore CIMB Group Full time

    **KEY RESPONSIBILITIES**: **Transaction Monitoring** - Conduct review on alert generated from the Transaction Monitoring system within the stipulated timeline using various internal and external system/database and where applicable, raising a “Request for Information” (RFI) to the relevant Business Unit (BUs). - Summarize, in writing, clear and concise...

  • Financial Crime Compliance Officer VP

    2 days ago

    Singapore Nomura Holdings, Inc. Full time

    Financial Crime Compliance Officer VP Job Code: 11811 Country: SG Skill Category: Compliance Company overview Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its...

  • Financial Crime Compliance Manager

    3 days ago

    Singapore Qontel Search Pte Ltd Full time

    This role is instrumental for driving all aspects of financial crime compliance function with accountability for the Singapore office, driving and establishing Financial Crime governance to ensure alignment with regulatory requirements. Acting as the MLRO, you will play a key role in providing advisory on AML/CFT regulations, high-risk account reviews and...

  • Financial Crime Compliance Avp

    5 days ago

    Singapore VALUE SEARCH ASIA PTE. LIMITED Full time

    AVP, FINANCIAL CRIME COMPLIANCE - Global Investment Bank - APAC Opportunity - Liaise with internal & external stakeholders Our client is a global investment bank with a strong presence in Asian markets. They are currently looking for a IB Enhance Due Diligence Manager, AVP level to join their dynamic Team. You will be responsible to ensure for analysing...

  • Financial Crime Analytics Analyst Sg

    1 week ago

    Singapore CIMB Group Full time

    **JOB PURPOSE**: The main role of the job is to support the Bank’s transaction monitoring to ensure the transaction alerts are promptly reviewed and disposed; to escalate potentially suspicious transactions to SG Compliance. **KEY RESPONSIBILITIES**: **Transaction Monitoring** - Conduct review on alert generated from the Transaction Monitoring system...

  • Financial Compliance Crime

    2 weeks ago

    Singapore 1X Exchange Full time $80,000 - $105,000 per year

    Key Responsibilities:Assist Head of Compliance in ensuring compliance with FCC regulations which FOMO Pay is subjected toPerform gap analysis on new/updated FCC regulationsDrafting & Implementation of FCC proceduresManaging the Singapore KYC process. This includes the review and update of AML/CFT policies and procedures in line with the prevailing regulatory...

  • Financial Crime and Compliance Lead

    7 days ago

    Singapore LIBEARA (SINGAPORE) PTE. LTD. Full time

    Job Description We are seeking a dynamic and Financial Crime and Compliance Lead to join our team focusing on Financial Crime Compliance and supporting Libeara’s compliance and risk management efforts. This position is ideal for a professional with around 7 years of the relevant experience, ideally including 3-4 years at a traditional financial institution...

  • Financial Crime and Compliance Lead

    6 days ago

    Singapore LIBEARA (SINGAPORE) PTE. LTD. Full time

    Job Description We are seeking a dynamic and Financial Crime and Compliance Lead to join our team focusing on Financial Crime Compliance and supporting Libeara’s compliance and risk management efforts. This position is ideal for a professional with around 7 years of the relevant experience, ideally including 3-4 years at a traditional financial institution...

  • Financial Crime and Compliance Lead

    17 hours ago

    Singapore LIBEARA (SINGAPORE) PTE. LTD. Full time

    Job Description We are seeking a dynamic and Financial Crime and Compliance Lead to join our team focusing on Financial Crime Compliance and supporting Libeara's compliance and risk management efforts. This position is ideal for a professional with around 7 years of the relevant experience, ideally including 3-4 years at a traditional financial institution...