Avp/vp, Kyc, Aml and Compliance Control, Cbap

4 days ago

Singapore Sumitomo Mitsui Banking Corporation (SMBC) Full time

Corporate Banking_

**Responsibilities**:

- To conduct, handle and follow through end to end on KYC profiles/new and renewal cases/related processes/alerts clearance and Compliance/AML controls including but not limited to necessary transaction screenings and/or due diligence checks of the department with good quality completion, submission in timely manner or within stipulated time frame with adherence to internal and/or regulatory policies
- To manage, plan, prioritize and tracking upcoming periodic review and reporting, guide and/or liaise with relationship manager and customers on document/information collection for new and existing customers and accurately input customer profile accordingly
- To manage, attend and prepare exceptional handling of KYC/Compliance issues, event triggers, ad-hoc matters concerning the department on a timely and accurately manner with adherence to internal policies and/or regulatory policies
- To liaise with relevant internal and external stakeholders on KYC and compliance related matter/issues to close any gaps and overdue cases etc.
- Keep up-to-date and ensure adherence to regulatory/MAS626, AML/KYC, compliance internal policies or procedures when conducting LCAPD/Compliance self-review/matters/internal control checks, managing general compliance and internal controls/related matters of the department and any reporting related matters to regulatory
- Participate in bank’s initiatives/projects, conduct KYC study sessions, prepare reports, perform ad-hoc task and and provide responses to various audit requests assigned by the Management or Team Head from time to time

**Job Requirement**
- Degree or equivalent
- Familiar with regulatory requirements pertaining to KYC/ AML eg MAS Notice 626.
- Certifications in AML would be an added advantage.
- Ability to work under pressure
- Good interpersonal and communication skills
- Good team player
- Positive working attitude and able to embrace new challenges or changes

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