Compliance Monitoring Specialist

5 hours ago

Singapore OANDA Full time

Everyone at OANDA is focused on our vision to transform how our customers can meet all their currency needs. We are revolutionising the world of currency trading by providing innovative trading experiences, currency data and analytics solutions. Dare to be open, bold, focused - own it and apply The future is now

Join us and:
- Boost your career in a global and multicultural FinTech company.- Be dedicated to supporting the APAC region and perform compliance testing for other global OANDA entities periodically.- Support regulated entities in the various areas (brokerage, CFDs, payment institutions, OANDA Crypto).- Improve yourself and your team through education and continuous learning.

How do we work?

Joining our APAC Compliance Team (Japan, Singapore) means you'll be part of a global Compliance Team and will also collaborate closely with our AML Teams. Based in Singapore, you will report to the Singapore Compliance Head, and where necessary to the OANDA Global Head of Compliance. As part of the OANDA Compliance Monitoring Program you will perform compliance testing of company's functions, which includes developing test steps and methodologies, evaluating the effectiveness of existing controls and designing and implementing new controls in consultation with respective teams. You will identify regulatory risks, propose recommendations, prepare reports and present such findings to senior management and the Boards.

We work in a flexible hybrid working model - we'd love to meet you in the office twice a week respect to your own commitments.

In this role, you will:
- Manage and maintain OAP's compliance obligations register, linking regulations to corresponding policies and procedures (P&Ps).- Create and execute plans to test specific controls, identifying and investigating non-adherence to P&Ps.- Coordinate with departments to resolve compliance gaps and track remediation processes through to completion.- Report test findings to the Head of Compliance for management and Board oversight and quality assurance.- Document test results systematically to pinpoint common areas requiring additional staff training.

What skillset do you need to be successful in this role?- Min. 2 years of Audit/Compliance Testing experience.- Fluent English.- Familiarity with MS Excel.- Availability for potential business travel in the future.- Highly driven, organised and possess ability to engage and influence stakeholders.- Detail-oriented, motivated and able to manage timelines independently.

Nice to have:
- Good knowledge of relevant MAS regulations, guidelines and notices.- Previous experience in a Finance area.

Review

OANDA Privacy Policy

and learn more about how we treat your personal data and protect your privacy.

  • Compliance Officer

    5 hours ago

    Singapore StriveX Full time

    An established Asian bank with a strong presence in Singapore is seeking an experienced Compliance Specialist to join its team. This role reports directly to the Head of Compliance and offers the opportunity to work on complex transactions while strengthening the bank’s AML/CFT framework. Key Responsibilities - Conduct 2nd level review and analysis of...

  • Transaction Monitoring Compliance

    7 days ago

    Singapore TALENTVIS SINGAPORE PTE. LTD. Full time

    Roles & Responsibilities Transaction Monitoring Compliance Join the Compliance team of a leading Asian

  • Compliance Specialist

    1 week ago

    Singapore Bank of Singapore Full time

    At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and...

  • Compliance Specialist

    1 week ago

    Singapore CHAPTR CONSULTING PTE. LTD. Full time

    **The Company** Our client is a well-established financial services firm seeking to expand their compliance team in 2024. They are currently looking for a Compliance Specialist to support this growth. **The Role** As a Compliance Specialist, you will lead independent investigations involving interviews and report writing to prevent market misconduct. You...

  • Senior Compliance Monitoring Officer

    6 days ago

    Singapore Adyen Full time

    **This is Adyen** Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. For our teams, we create an environment with opportunities for our people to succeed, backed by the...

  • Senior Compliance Monitoring Officer

    6 days ago

    Singapore Adyen Full time

    **This is Adyen** Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. For our teams, we create an environment with opportunities for our people to succeed, backed by the...

  • Technical Support Specialist Monitor

    4 days ago

    Singapore Singapore Full time

    We are looking for a technical support specialist with excellent communication, interpersonal and diagnostic skills. As a technical support specialist, you will provide technical support, advice, and assistance to consumers and businesses with technical, hardware, and software system problems. **Responsibilities**: Responsible for day-to-day...

  • Senior Compliance Specialist

    1 week ago

    Singapore Liberty Insurance Pte Ltd Full time

    **Job Summary** - The Senior Compliance Specialist is responsible for supporting the development, implementation, and - management of compliance programs. This role involves working closely with the management, business - stakeholders, and control functions to identify, assess, and mitigate compliance risks, ensuring adherence to - applicable laws,...

  • Banking: Compliance/Transaction Monitoring

    2 weeks ago

    Singapore THE RESOLUTE HUNTER PTE. LTD. Full time $60,000 - $120,000 per year

    *Seeking for a talent with minimum 3 years of Compliance/Transaction Monitoring experience from Banking industry*THE COMPANYCoupled with their reputation and people-oriented culture, the bank is expanding their operations. Currently, they are looking for a Transaction Monitoring to be part of their Compliance team.JOB RESPONSIBILITIESMonitor trade...

  • Partner Risk Monitoring Specialist

    2 weeks ago

    Singapore Wise Payments Full time

    Full-time Compensation: SGD 6,450 - SGD 8,500 - monthly Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission...