Vice President, Securities and Global Markets Oversight

2 weeks ago

Singapore Sumitomo Mitsui Banking Corporation Full time $90,000 - $120,000 per year
Job Responsibilities
  • Working closely with the bank's and securities company's compliance and AML teams, integration of bank and securities compliance and AML policies and procedures to ensure consistency.
  • Oversight of group securities company compliance from the perspective of the ultimate parent company.
  • Advising on group policies and procedures, and co-ordinating with relevant departments to ensure compliance with Japanese laws, including in the development of products and services and joint marketing activities
  • Monitoring and testing to ensure compliance with compliance and AML requirements by employees who are in dual-hatting capacity or acting in collaboration across entities
  • Collaborate with relevant departments of the bank's Head Office and parent company.
Job Requirements
  • Sound knowledge and experience in AML and compliance regulations in relating to securities and capital and global markets products, including the Securities & Futures and Financial Advisers' Acts is essential
  • Good communications skills, with ability to navigate multiple organizations and find common ground
  • Meticulous and detailed
  • Collaborative, and team oriented
  • Strong stakeholder management skills

Sumitomo Mitsui Banking Corporation

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